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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+0.21%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.9B
AUM Growth
-$1.07B
Cap. Flow
-$775M
Cap. Flow %
-6.01%
Top 10 Hldgs %
19.32%
Holding
1,827
New
87
Increased
761
Reduced
739
Closed
231

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$114M
2
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$15.2M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.98M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$8.76M
5
MUA icon
BlackRock MuniAssets Fund
MUA
+$8.75M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$96.9M
2
NVDA icon
NVIDIA
NVDA
+$96.7M
3
AAPL icon
Apple
AAPL
+$79.4M
4
MSFT icon
Microsoft
MSFT
+$58.8M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$46.1M

Sector Composition

Rank Sector Weight
1 Technology 26.24%
2 Healthcare 8.46%
3 Consumer Discretionary 7.42%
4 Communication Services 7.23%
5 Industrials 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRI icon
1176
Carter's
CRI
$1.43B
$549K ﹤0.01%
15,343
-10,590
-41% -$385K
BIDU icon
1177
Baidu
BIDU
$35.8B
$548K ﹤0.01%
4,921
-1,935
-28% -$262K
HTGC icon
1178
Hercules Capital
HTGC
$2.94B
$548K ﹤0.01%
37,120
+3,700
+11% +$60.5K
CX icon
1179
Cemex
CX
$17.4B
$546K ﹤0.01%
47,741
+10,493
+28% +$125K
HTHT icon
1180
Huazhu Hotels Group
HTHT
$12.4B
$546K ﹤0.01%
10,860
+1,275
+13% +$65K
PAC icon
1181
Grupo Aeroportuario del Pacifico
PAC
$12.9B
$545K ﹤0.01%
2,206
-1,132
-34% -$297K
PFLT icon
1182
PennantPark Floating Rate Capital
PFLT
$681M
$543K ﹤0.01%
67,534
+8,387
+14% +$73.7K
OBDC icon
1183
Blue Owl Capital
OBDC
$5.35B
$539K ﹤0.01%
48,695
+5,196
+12% +$61K
CRWV
1184
CoreWeave
CRWV
$39.2B
$535K ﹤0.01%
6,906
-2,806
-29% -$244K
NWE icon
1185
NorthWestern Energy
NWE
$4.48B
$535K ﹤0.01%
8,111
+1,371
+20% +$92.8K
PTA icon
1186
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.04B
$534K ﹤0.01%
+28,521
New +$554K
JXN icon
1187
Jackson Financial
JXN
$8.32B
$533K ﹤0.01%
5,046
-1,784
-26% -$200K
HLI icon
1188
Houlihan Lokey
HLI
$9.68B
$530K ﹤0.01%
3,692
+464
+14% +$76.3K
BNL icon
1189
Broadstone Net Lease
BNL
$4.29B
$526K ﹤0.01%
28,805
-6,297
-18% -$119K
GSBD icon
1190
Goldman Sachs BDC
GSBD
$975M
$526K ﹤0.01%
59,251
+10,238
+21% +$94.5K
PSEC icon
1191
Prospect Capital
PSEC
$1.06B
$524K ﹤0.01%
200,777
+43,945
+28% +$120K
NE icon
1192
Noble Corp
NE
$6.9B
$522K ﹤0.01%
+10,644
New +$435K
EXLS icon
1193
EXL Service
EXLS
$4.23B
$522K ﹤0.01%
17,141
+11,953
+230% +$412K
NWSA icon
1194
News Corp Class A
NWSA
$14.5B
$521K ﹤0.01%
20,894
+8,648
+71% +$214K
OGN icon
1195
Organon & Co
OGN
$3.55B
$520K ﹤0.01%
86,822
-64,880
-43% -$488K
RJF icon
1196
Raymond James Financial
RJF
$32.5B
$518K ﹤0.01%
3,576
-91
-2% -$14.4K
MTH icon
1197
Meritage Homes
MTH
$4.87B
$516K ﹤0.01%
8,340
+519
+7% +$36.7K
BUD icon
1198
AB InBev
BUD
$158B
$509K ﹤0.01%
7,344
-1,287
-15% -$92.9K
BAP icon
1199
Credicorp
BAP
$30.9B
$509K ﹤0.01%
1,502
-2,224
-60% -$746K
OTTR icon
1200
Otter Tail
OTTR
$3.88B
$509K ﹤0.01%
5,799
+1,965
+51% +$170K
46 47
48
49 50

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Guggenheim Capital held 1,827 positions worth $12.9B, down 7.7% from $14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $775M in Q1 2026, closing 231 positions and reducing 739 holdings. Its most notable exit was Nuveen S&P 500 Buy-Write Income Fund, an estimated $8.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 29% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Energy Transfer LP Series I Preferred Units worth $4.06M.

  • Guggenheim Capital's largest Q1 2026 buy was Energy Transfer LP Series I Preferred Units: 350,626 shares worth $4.06M.
  • Guggenheim Capital added most to Walmart Inc in Q1 2026, an estimated $114M increase.
  • Guggenheim Capital's biggest Q1 2026 reduction was iShares Silver Trust, cutting an estimated $96.9M.
  • Guggenheim Capital fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $8.6M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $12.9B portfolio in Q1 2026.
  • Guggenheim Capital opened 87 new positions and closed 231 in Q1 2026.
  • Guggenheim Capital's portfolio value fell 7.7% quarter-over-quarter to $12.9B.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.