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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
NovaGold Resources
NG
$3.33B
| $898K | 0.01% |
233,912
-71,738
| -23% | -$301K |
|
1152
East-West Bancorp
EWBC
$18B
| $896K | 0.01% |
16,997
+11,358
| +201% | +$639K |
|
1153
Hanover Insurance
THG
$7.98B
| $886K | 0.01% |
7,981
-7,904
| -50% | -$871K |
|
1154
Waters Corp
WAT
$39.9B
| $885K | 0.01% |
3,227
-277
| -8% | -$76.5K |
|
1155
Moog Inc Class A
MOG.A
$12.8B
| $885K | 0.01% |
7,831
-60
| -0.8% | -$6.73K |
|
|
DRD
1156
DRDGold
DRD
$2.05B
| $880K | 0.01% |
106,052
+1,609
| +2% | +$16.2K |
|
|
GTLS
1157
DELISTED
Chart Industries
GTLS
| $872K | 0.01% |
5,155
-131
| -2% | -$22K |
|
1158
DT Midstream
DTM
$13.4B
| $871K | 0.01% |
16,466
-160
| -1% | -$8.35K |
|
1159
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
| $870K | 0.01% |
48,106
+17,803
| +59% | +$323K |
|
1160
MSCI
MSCI
$40.9B
| $870K | 0.01% |
1,695
-1,446
| -46% | -$760K |
|
|
NBW
1161
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
| $868K | 0.01% |
88,691
-15,874
| -15% | -$167K |
|
1162
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
| $867K | 0.01% |
45,922
+39
| +0.1% | +$751 |
|
|
DVAX
1163
DELISTED
Dynavax Technologies
DVAX
| $867K | 0.01% |
58,728
+6,833
| +13% | +$96.1K |
|
1164
BioCryst Pharmaceuticals
BCRX
$2.4B
| $866K | 0.01% |
122,322
+8,766
| +8% | +$63K |
|
1165
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
| $862K | 0.01% |
48,358
+2,352
| +5% | +$42.4K |
|
1166
Genius Sports
GENI
$2.11B
| $859K | 0.01% |
161,167
-92,080
| -36% | -$610K |
|
1167
monday.com
MNDY
$3.94B
| $859K | 0.01% |
5,392
-7,053
| -57% | -$1.18M |
|
|
CWEN.A
1168
DELISTED
Clearway Energy Class A
CWEN.A
| $858K | 0.01% |
43,075
+3,784
| +10% | +$90.7K |
|
1169
TransDigm Group
TDG
$67.7B
| $857K | 0.01% |
1,017
-37
| -4% | -$32.5K |
|
1170
Rollins
ROL
$18.2B
| $853K | 0.01% |
22,860
+735
| +3% | +$29.7K |
|
1171
Canadian Pacific Kansas City
CP
$80.5B
| $853K | 0.01% |
11,460
-704
| -6% | -$55.8K |
|
|
RCS
1172
PIMCO Strategic Income Fund
RCS
$250M
| $851K | 0.01% |
160,318
-210,000
| -57% | -$1.15M |
|
1173
Dentsply Sirona
XRAY
$2.43B
| $850K | 0.01% |
24,878
-509
| -2% | -$19.4K |
|
1174
International Bancshares
IBOC
$4.57B
| $849K | 0.01% |
19,588
+693
| +4% | +$31.7K |
|
1175
Revvity
RVTY
$12.8B
| $849K | 0.01% |
7,667
-147
| -2% | -$17.3K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.