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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TD icon
1151
Toronto Dominion Bank
TD
$200B
$1.06M 0.01%
17,741
-14,902
-46% -$963K
EXK
1152
Endeavour Silver
EXK
$2.83B
$1.06M 0.01%
272,213
+32,400
+14% +$107K
TU icon
1153
Telus
TU
$15.3B
$1.05M 0.01%
52,967
+15,969
+43% +$325K
UMC icon
1154
United Microelectronic
UMC
$46.9B
$1.05M 0.01%
119,946
+93,596
+355% +$758K
DBL
1155
DoubleLine Opportunistic Credit Fund
DBL
$280M
$1.05M 0.01%
74,057
+7,105
+11% +$106K
TGTX icon
1156
TG Therapeutics
TGTX
$7.62B
$1.05M 0.01%
+69,586
New +$1.06M
ACHC icon
1157
Acadia Healthcare
ACHC
$2.94B
$1.05M 0.01%
14,482
+10,838
+297% +$845K
HAS icon
1158
Hasbro
HAS
$13.2B
$1.05M 0.01%
19,482
-8,767
-31% -$501K
CPRX
1159
DELISTED
Catalyst Pharmaceutical
CPRX
$1.05M 0.01%
63,063
+40,990
+186% +$676K
GSK icon
1160
GSK
GSK
$106B
$1.04M 0.01%
29,178
+2,108
+8% +$73.7K
PLTK icon
1161
Playtika
PLTK
$1.12B
$1.04M 0.01%
+92,154
New +$925K
GDV icon
1162
Gabelli Dividend & Income Trust
GDV
$2.66B
$1.03M 0.01%
49,755
-3,415
-6% -$72.4K
VLT icon
1163
Invesco High Income Trust II
VLT
$65.7M
$1.03M 0.01%
98,459
+11,571
+13% +$124K
TKR icon
1164
Timken Company
TKR
$9.03B
$1.03M 0.01%
+12,628
New +$1.02M
HPF
1165
John Hancock Preferred Income Fund II
HPF
$345M
$1.03M 0.01%
66,420
+7,088
+12% +$117K
J icon
1166
Jacobs Solutions
J
$17B
$1.03M 0.01%
10,595
+4,557
+75% +$455K
JHG
1167
DELISTED
Janus Henderson
JHG
$1.03M 0.01%
38,626
+11,687
+43% +$311K
CNQ icon
1168
Canadian Natural Resources
CNQ
$93.8B
$1.02M 0.01%
36,986
+4,920
+15% +$139K
AVA icon
1169
Avista
AVA
$3.24B
$1.02M 0.01%
24,111
-8,563
-26% -$355K
MGY icon
1170
Magnolia Oil & Gas
MGY
$5.94B
$1.02M 0.01%
46,734
+2,974
+7% +$66K
WIW
1171
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$1.02M 0.01%
111,694
+15,627
+16% +$145K
MRTX
1172
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1.02M 0.01%
27,438
-17,875
-39% -$804K
VNQI icon
1173
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$1.02M 0.01%
25,126
+3,143
+14% +$133K
NXP icon
1174
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$1.02M 0.01%
71,226
-41,498
-37% -$597K
ROL icon
1175
Rollins
ROL
$18.2B
$1.02M 0.01%
27,050
+3,416
+14% +$123K
45 46
47
48 49

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.