We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
John B. Sanfilippo & Son
JBSS
$972M
| $1.64M | 0.01% |
20,103
+9,695
| +93% | +$841K |
|
1152
Omega Healthcare
OHI
$14.7B
| $1.64M | 0.01% |
54,837
-17,849
| -25% | -$614K |
|
1153
Telkom Indonesia
TLK
$14.9B
| $1.64M | 0.01% |
64,685
+14,567
| +29% | +$335K |
|
1154
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.7B
| $1.64M | 0.01% |
39,496
+21,723
| +122% | +$903K |
|
1155
Churchill Downs
CHDN
$6.12B
| $1.63M | 0.01% |
13,582
-730
| -5% | -$74.2K |
|
1156
TotalEnergies
TTE
$190B
| $1.63M | 0.01% |
33,991
+6,625
| +24% | +$294K |
|
1157
TechnipFMC
FTI
$27.3B
| $1.62M | 0.01% |
215,376
+17,839
| +9% | +$128K |
|
|
TRTN
1158
DELISTED
Triton International Limited
TRTN
| $1.62M | 0.01% |
31,076
-2,126
| -6% | -$110K |
|
1159
Gen Digital
GEN
$17.5B
| $1.61M | 0.01% |
63,748
-28,973
| -31% | -$754K |
|
1160
MGM Resorts International
MGM
$11.2B
| $1.61M | 0.01% |
37,311
-3,350
| -8% | -$136K |
|
1161
Cathay General Bancorp
CATY
$4.24B
| $1.61M | 0.01% |
38,886
-13,153
| -25% | -$513K |
|
1162
TD Synnex
SNX
$20.2B
| $1.61M | 0.01% |
15,439
-9,976
| -39% | -$1.19M |
|
1163
Insulet
PODD
$9.79B
| $1.6M | 0.01% |
5,646
+687
| +14% | +$196K |
|
|
FOLD
1164
DELISTED
Amicus Therapeutics
FOLD
| $1.6M | 0.01% |
167,742
-14,183
| -8% | -$145K |
|
|
PNF
1165
DELISTED
PIMCO New York Municipal Income Fund
PNF
| $1.6M | 0.01% |
128,059
+8,758
| +7% | +$114K |
|
1166
Toronto Dominion Bank
TD
$200B
| $1.6M | 0.01% |
24,180
+13,276
| +122% | +$885K |
|
|
FLNA
1167
Filana Therapeutics
FLNA
$48.1M
| $1.59M | 0.01% |
+25,697
| New | +$2.14M |
|
|
CEV
1168
Eaton Vance California Municipal Income Trust
CEV
$73.6M
| $1.59M | 0.01% |
116,612
-26,777
| -19% | -$375K |
|
1169
Avnet
AVT
$7.92B
| $1.59M | 0.01% |
42,919
-62,895
| -59% | -$2.49M |
|
|
DBL
1170
DoubleLine Opportunistic Credit Fund
DBL
$280M
| $1.59M | 0.01% |
80,436
-644
| -0.8% | -$12.8K |
|
1171
American Financial Group
AFG
$12.1B
| $1.58M | 0.01% |
12,593
+1,376
| +12% | +$180K |
|
1172
Pinnacle Financial Partners Inc
PNFP
$15.8B
| $1.58M | 0.01% |
16,820
-5,959
| -26% | -$548K |
|
1173
Sanofi
SNY
$104B
| $1.58M | 0.01% |
32,800
-252
| -0.8% | -$12.8K |
|
1174
Veracyte
VCYT
$3.8B
| $1.58M | 0.01% |
34,014
-4,418
| -11% | -$193K |
|
|
FSD
1175
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $1.57M | 0.01% |
98,855
+62,295
| +170% | +$991K |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.