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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTCT icon
1151
PTC Therapeutics
PTCT
$6.12B
$1.59M 0.01%
33,517
-150
-0.4% -$8.91K
SNY icon
1152
Sanofi
SNY
$104B
$1.59M 0.01%
32,054
+493
+2% +$23.7K
EPR icon
1153
EPR Properties
EPR
$4.77B
$1.58M 0.01%
34,031
+17,954
+112% +$757K
ACM icon
1154
Aecom
ACM
$9.75B
$1.58M 0.01%
24,695
+13,707
+125% +$780K
ALV icon
1155
Autoliv
ALV
$9B
$1.58M 0.01%
17,043
-20,551
-55% -$1.9M
MTZ icon
1156
MasTec
MTZ
$21.9B
$1.58M 0.01%
16,864
+3,016
+22% +$258K
KMF
1157
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.58M 0.01%
237,130
-47,615
-17% -$304K
SA
1158
Seabridge Gold
SA
$3.35B
$1.58M 0.01%
97,547
-960
-1% -$17.9K
PACW
1159
DELISTED
PacWest Bancorp
PACW
$1.58M 0.01%
41,329
-25,829
-38% -$906K
TPR icon
1160
Tapestry
TPR
$32.8B
$1.58M 0.01%
38,234
-174,711
-82% -$6.73M
MGU
1161
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$1.57M 0.01%
72,018
-13,109
-15% -$275K
ZEN
1162
DELISTED
ZENDESK INC
ZEN
$1.57M 0.01%
11,827
-337
-3% -$48.3K
EDIT icon
1163
Editas Medicine
EDIT
$442M
$1.56M 0.01%
+37,169
New +$2.12M
EFF
1164
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.56M 0.01%
95,891
-8,984
-9% -$143K
TPVG icon
1165
TriplePoint Venture Growth BDC
TPVG
$211M
$1.56M 0.01%
107,817
-19,411
-15% -$273K
MYF
1166
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$1.55M 0.01%
111,220
-11,813
-10% -$165K
LAZR
1167
DELISTED
Luminar Technologies
LAZR
$1.55M 0.01%
+4,239
New +$1.92M
TRMK icon
1168
Trustmark
TRMK
$2.75B
$1.55M 0.01%
45,938
+19,256
+72% +$602K
SQM icon
1169
Sociedad Química y Minera de Chile
SQM
$20.6B
$1.54M 0.01%
29,027
-4,474
-13% -$245K
STIP icon
1170
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.54M 0.01%
14,563
-98
-0.7% -$10.3K
NXP icon
1171
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$1.54M 0.01%
88,379
-17,649
-17% -$307K
TRN icon
1172
Trinity Industries
TRN
$2.38B
$1.54M 0.01%
53,929
+8,799
+19% +$259K
NAV
1173
DELISTED
Navistar International
NAV
$1.53M 0.01%
34,816
+1,901
+6% +$83.8K
NVO
1174
Novo Nordisk
NVO
$209B
$1.53M 0.01%
45,320
+428
+1% +$15.2K
PENN icon
1175
PENN Entertainment
PENN
$2.71B
$1.53M 0.01%
14,578
+9,646
+196% +$1.07M
45 46
47
48 49

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.