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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FL
1151
DELISTED
Foot Locker
FL
$1.43M 0.01%
35,399
+27,068
+325% +$1.05M
AEG icon
1152
Aegon
AEG
$14.1B
$1.43M 0.01%
391,012
-69,314
-15% -$212K
MRCY icon
1153
Mercury Systems
MRCY
$6.52B
$1.42M 0.01%
16,127
-10,111
-39% -$768K
BCE icon
1154
BCE
BCE
$21.2B
$1.41M 0.01%
33,020
-6,400
-16% -$274K
HSIC icon
1155
Henry Schein
HSIC
$9.82B
$1.41M 0.01%
21,078
+1,923
+10% +$124K
ETRN
1156
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$1.41M 0.01%
175,235
-97,401
-36% -$777K
DISH
1157
DELISTED
DISH Network Corp.
DISH
$1.4M 0.01%
43,337
+6,125
+16% +$188K
OGS icon
1158
ONE Gas
OGS
$5.04B
$1.4M 0.01%
18,254
-2,946
-14% -$223K
AVNS
1159
DELISTED
Avanos Medical
AVNS
$1.4M 0.01%
+30,518
New +$1.27M
CATY icon
1160
Cathay General Bancorp
CATY
$4.24B
$1.4M 0.01%
43,469
+16,651
+62% +$454K
PH icon
1161
Parker-Hannifin
PH
$135B
$1.4M 0.01%
5,135
-1,940
-27% -$480K
PKX icon
1162
POSCO
PKX
$17.5B
$1.4M 0.01%
22,422
+3,410
+18% +$181K
ALE
1163
DELISTED
Allete
ALE
$1.39M 0.01%
22,502
-2,436
-10% -$138K
AZPN
1164
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1.38M 0.01%
10,583
+2,871
+37% +$374K
BIG
1165
DELISTED
Big Lots, Inc.
BIG
$1.38M 0.01%
32,048
+23,493
+275% +$1.14M
TRUP icon
1166
Trupanion
TRUP
$1.18B
$1.38M 0.01%
+11,489
New +$1.09M
GEN icon
1167
Gen Digital
GEN
$17.5B
$1.37M 0.01%
66,085
+5,365
+9% +$108K
VIV icon
1168
Telefônica Brasil
VIV
$19.2B
$1.37M 0.01%
155,016
-2,116
-1% -$17.4K
LTC
1169
LTC Properties
LTC
$2.15B
$1.37M 0.01%
35,095
+99
+0.3% +$3.64K
INO icon
1170
Inovio Pharmaceuticals
INO
$69M
$1.36M 0.01%
12,843
+1,831
+17% +$244K
SAIL
1171
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$1.36M 0.01%
+25,490
New +$1.19M
CXO
1172
DELISTED
CONCHO RESOURCES INC.
CXO
$1.35M 0.01%
23,199
-71,098
-75% -$3.74M
PDM
1173
Piedmont Realty Trust
PDM
$1.19B
$1.34M 0.01%
82,751
+4,954
+6% +$72.9K
PTC icon
1174
PTC
PTC
$16B
$1.34M 0.01%
11,231
+5,485
+95% +$546K
PNF
1175
DELISTED
PIMCO New York Municipal Income Fund
PNF
$1.34M 0.01%
114,491
+350
+0.3% +$4.01K
45 46
47
48 49

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.