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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIVB
1151
DELISTED
SVB Financial Group
SIVB
$1.54M 0.01%
6,133
-7,247
-54% -$1.65M
RCI icon
1152
Rogers Communications
RCI
$18.3B
$1.53M 0.01%
+30,881
New +$1.49M
SA
1153
Seabridge Gold
SA
$3.14B
$1.53M 0.01%
111,065
+28,366
+34% +$359K
TPR icon
1154
Tapestry
TPR
$32.2B
$1.53M 0.01%
56,720
-59,807
-51% -$1.56M
VEDL
1155
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$1.53M 0.01%
177,161
+12,678
+8% +$106K
KRC icon
1156
Kilroy Realty
KRC
$4.5B
$1.53M 0.01%
18,178
-5,597
-24% -$456K
HUBB icon
1157
Hubbell
HUBB
$27.1B
$1.52M 0.01%
10,316
+6,100
+145% +$869K
JLL icon
1158
Jones Lang LaSalle
JLL
$17.2B
$1.52M 0.01%
8,744
-20,730
-70% -$3.26M
MDP
1159
DELISTED
Meredith Corporation
MDP
$1.52M 0.01%
46,710
-3,083
-6% -$110K
PAI
1160
Western Asset Investment Grade Income Fund
PAI
$113M
$1.5M 0.01%
96,783
+10,050
+12% +$160K
EQM
1161
DELISTED
EQM Midstream Partners, LP
EQM
$1.5M 0.01%
50,188
+1,555
+3% +$43.3K
LDP icon
1162
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$1.5M 0.01%
57,188
+25,422
+80% +$661K
AVX
1163
DELISTED
AVX Corporation
AVX
$1.5M 0.01%
73,115
+31,111
+74% +$536K
WCN
1164
Waste Connections
WCN
$41.5B
$1.49M 0.01%
16,453
+5,800
+54% +$527K
BSE
1165
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$1.49M 0.01%
108,572
-8,937
-8% -$123K
SNP
1166
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$1.49M 0.01%
24,805
-67
-0.3% -$3.89K
SLAB icon
1167
Silicon Laboratories
SLAB
$7.2B
$1.49M 0.01%
12,838
+2,025
+19% +$222K
HEP
1168
DELISTED
Holly Energy Partners, L.P.
HEP
$1.49M 0.01%
67,041
-23,550
-26% -$535K
ZAYO
1169
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$1.48M 0.01%
42,657
+6,158
+17% +$211K
CNX icon
1170
CNX Resources
CNX
$5.11B
$1.47M 0.01%
166,422
+9,016
+6% +$70.3K
COO icon
1171
Cooper Companies
COO
$14.6B
$1.47M 0.01%
18,320
-320
-2% -$24.1K
CTBI icon
1172
Community Trust Bancorp
CTBI
$1.43B
$1.47M 0.01%
31,545
-1,083
-3% -$48K
JPS
1173
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.47M 0.01%
146,546
+43,366
+42% +$435K
MAIN icon
1174
Main Street Capital
MAIN
$5.22B
$1.47M 0.01%
34,060
-6,563
-16% -$281K
BKT icon
1175
BlackRock Income Trust
BKT
$339M
$1.46M 0.01%
80,639
+9,387
+13% +$171K
45 46
47
48 49

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.