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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEDL
1151
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$1.43M 0.01%
164,483
-12,227
-7% -$105K
HWC icon
1152
Hancock Whitney
HWC
$6.22B
$1.42M 0.01%
37,055
-1,931
-5% -$73.4K
BFY
1153
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$1.42M 0.01%
99,045
+7,248
+8% +$103K
PBF icon
1154
PBF Energy
PBF
$7.26B
$1.41M 0.01%
51,926
-1,998
-4% -$51K
CAJ
1155
DELISTED
Canon, Inc.
CAJ
$1.41M 0.01%
52,846
-60
-0.1% -$1.64K
JTA
1156
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$1.41M 0.01%
124,978
-4,399
-3% -$49.5K
PAI
1157
Western Asset Investment Grade Income Fund
PAI
$113M
$1.41M 0.01%
86,733
+16,602
+24% +$255K
ENR icon
1158
Energizer
ENR
$1.48B
$1.4M 0.01%
32,075
-172
-0.5% -$6.85K
INFY icon
1159
Infosys
INFY
$50.1B
$1.4M 0.01%
122,914
-31,628
-20% -$356K
TRIP icon
1160
TripAdvisor
TRIP
$1.21B
$1.4M 0.01%
36,130
+6,266
+21% +$261K
EVY
1161
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$1.4M 0.01%
104,376
+7,198
+7% +$95K
DUC
1162
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$1.4M 0.01%
150,900
+22,533
+18% +$200K
TRMB icon
1163
Trimble
TRMB
$13.6B
$1.39M 0.01%
35,909
+9,065
+34% +$365K
SHEN icon
1164
Shenandoah Telecom
SHEN
$742M
$1.39M 0.01%
43,841
+2,413
+6% +$84.6K
CTBI icon
1165
Community Trust Bancorp
CTBI
$1.42B
$1.39M 0.01%
32,628
-1,408
-4% -$57.9K
VCIT icon
1166
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$1.39M 0.01%
15,209
-11,555
-43% -$1.05M
MDGL icon
1167
Madrigal Pharmaceuticals
MDGL
$11.8B
$1.39M 0.01%
16,064
-1,043
-6% -$97.9K
COO icon
1168
Cooper Companies
COO
$14.3B
$1.38M 0.01%
18,640
-796
-4% -$64.2K
HTY
1169
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$1.38M 0.01%
202,636
+3,770
+2% +$25.5K
PRI icon
1170
Primerica
PRI
$10.2B
$1.38M 0.01%
10,838
-1,716
-14% -$207K
BRX icon
1171
Brixmor Property Group
BRX
$9.25B
$1.38M 0.01%
67,923
+5,498
+9% +$103K
ITUB icon
1172
Itaú Unibanco
ITUB
$90.2B
$1.38M 0.01%
225,023
-382
-0.2% -$2.48K
NXQ
1173
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$1.37M 0.01%
91,687
+4,619
+5% +$67.1K
VBF icon
1174
Invesco Bond Fund
VBF
$169M
$1.37M 0.01%
69,158
+9,768
+16% +$190K
AMG icon
1175
Affiliated Managers Group
AMG
$9.83B
$1.37M 0.01%
16,399
-1,492
-8% -$125K
45 46
47
48 49

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.