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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
BlackRock Energy and Resources Trust
BGR
$417M
| $4.07M | 0.01% |
286,969
+52,722
| +23% | +$719K |
|
1152
United Bankshares
UBSI
$6.63B
| $4.06M | 0.01% |
116,716
+14,807
| +15% | +$534K |
|
1153
Liberty All-Star Equity Fund
USA
$1.79B
| $4.05M | 0.01% |
642,820
+80,214
| +14% | +$492K |
|
1154
LendingTree
TREE
$447M
| $4.05M | 0.01% |
11,889
-14,204
| -54% | -$4.03M |
|
|
CTB
1155
DELISTED
Cooper Tire & Rubber Co.
CTB
| $4.04M | 0.01% |
114,303
+28,185
| +33% | +$996K |
|
1156
Invesco Financial Preferred ETF
PGF
$677M
| $4.04M | 0.01% |
213,864
+8,086
| +4% | +$153K |
|
1157
Azenta
AZTA
$1.3B
| $4.04M | 0.01% |
169,182
+154,403
| +1,045% | +$4.38M |
|
1158
Turkcell
TKC
$4.68B
| $4.01M | 0.01% |
393,680
+354,097
| +895% | +$3.33M |
|
1159
OraSure Technologies
OSUR
$279M
| $4.01M | 0.01% |
212,876
+6,746
| +3% | +$122K |
|
1160
CNA Financial
CNA
$14.2B
| $4.01M | 0.01% |
75,570
+1,349
| +2% | +$71.1K |
|
1161
AMN Healthcare
AMN
$1.3B
| $4.01M | 0.01% |
81,366
+9,546
| +13% | +$435K |
|
|
DIAX
1162
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $4M | 0.01% |
212,283
-63,613
| -23% | -$1.14M |
|
1163
Pembina Pipeline
PBA
$28.4B
| $3.99M | 0.01% |
110,080
-151
| -0.1% | -$5.22K |
|
|
PNNT
1164
Pennant Park Investment Corp
PNNT
$215M
| $3.99M | 0.01% |
576,911
-19,080
| -3% | -$141K |
|
|
ROIC
1165
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $3.98M | 0.01% |
199,729
+13,715
| +7% | +$263K |
|
|
SOHU
1166
Sohu.com
SOHU
$362M
| $3.98M | 0.01% |
91,846
+16,533
| +22% | +$887K |
|
|
SJR
1167
DELISTED
Shaw Communications Inc.
SJR
| $3.97M | 0.01% |
173,875
-32,429
| -16% | -$731K |
|
|
ORAN
1168
DELISTED
Orange
ORAN
| $3.97M | 0.01% |
228,283
+19,784
| +9% | +$331K |
|
1169
GATX Corp
GATX
$6.35B
| $3.97M | 0.01% |
63,877
+25,746
| +68% | +$1.56M |
|
1170
Prudential
PUK
$37.6B
| $3.96M | 0.01% |
80,391
-5,738
| -7% | -$273K |
|
|
DO
1171
DELISTED
Diamond Offshore Drilling
DO
| $3.95M | 0.01% |
212,388
+123,724
| +140% | +$2.01M |
|
1172
National Health Investors
NHI
$3.72B
| $3.94M | 0.01% |
52,333
+23,252
| +80% | +$1.8M |
|
|
TSRO
1173
DELISTED
TESARO, Inc.
TSRO
| $3.94M | 0.01% |
47,619
-7,314
| -13% | -$717K |
|
|
DSM
1174
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
| $3.94M | 0.01% |
461,257
-273,443
| -37% | -$2.31M |
|
|
VRE
1175
DELISTED
Veris Residential
VRE
| $3.94M | 0.01% |
182,532
+158,706
| +666% | +$3.58M |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.