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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KS
1151
DELISTED
KapStone Paper and Pack Corp.
KS
$4.03M 0.01%
174,407
-10,079
-5% -$233K
TEX icon
1152
Terex
TEX
$7.18B
$4.01M 0.01%
127,638
-12,401
-9% -$390K
PMM
1153
Franklin Managed Municipal Income Trust
PMM
$267M
$4M 0.01%
551,170
-75,853
-12% -$554K
AXS icon
1154
AXIS Capital
AXS
$7.68B
$4M 0.01%
59,626
-15,118
-20% -$1.01M
BLUE
1155
DELISTED
bluebird bio
BLUE
$3.98M 0.01%
3,385
-264
-7% -$269K
LGND icon
1156
Ligand Pharmaceuticals
LGND
$5.76B
$3.98M 0.01%
60,279
+1,106
+2% +$72.8K
MEN
1157
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$3.98M 0.01%
340,643
+45,478
+15% +$520K
TPH
1158
DELISTED
Tri Pointe Homes
TPH
$3.98M 0.01%
317,433
-112,509
-26% -$1.38M
GLOG
1159
DELISTED
GASLOG LTD
GLOG
$3.98M 0.01%
259,079
+94,951
+58% +$1.52M
HW
1160
DELISTED
Headwaters Inc
HW
$3.97M 0.01%
169,184
-8,349
-5% -$194K
CSQ icon
1161
Calamos Strategic Total Return Fund
CSQ
$3.23B
$3.96M 0.01%
355,203
+2,323
+0.7% +$25.4K
CWEN icon
1162
Clearway Energy Class C
CWEN
$4.94B
$3.96M 0.01%
223,699
-10,037
-4% -$170K
BGX
1163
Blackstone Long-Short Credit Income Fund
BGX
$136M
$3.96M 0.01%
246,205
+148,539
+152% +$2.4M
IHY icon
1164
VanEck International High Yield Bond ETF
IHY
$43.3M
$3.95M 0.01%
160,856
+2,109
+1% +$51.5K
HRC
1165
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$3.95M 0.01%
55,913
+3,534
+7% +$225K
ENS icon
1166
EnerSys
ENS
$6.78B
$3.94M 0.01%
49,887
-2,764
-5% -$216K
CBSH icon
1167
Commerce Bancshares
CBSH
$8.53B
$3.94M 0.01%
108,674
-32,776
-23% -$1.21M
BGFV
1168
DELISTED
Big 5 Sporting Goods
BGFV
$3.93M 0.01%
260,050
+86,167
+50% +$1.31M
HPP
1169
Hudson Pacific Properties
HPP
$747M
$3.92M 0.01%
16,175
+1,419
+10% +$350K
HOMB icon
1170
Home BancShares
HOMB
$6.23B
$3.89M 0.01%
143,663
-3,318
-2% -$91.1K
BCC icon
1171
Boise Cascade
BCC
$2.69B
$3.89M 0.01%
145,660
-24,218
-14% -$630K
SWC
1172
DELISTED
Stillwater Mining Co
SWC
$3.89M 0.01%
225,026
+5,344
+2% +$91.3K
DAN icon
1173
Dana Inc
DAN
$2.9B
$3.88M 0.01%
201,102
-14,222
-7% -$276K
IBP icon
1174
Installed Building Products
IBP
$6.01B
$3.88M 0.01%
73,580
-9,083
-11% -$408K
RPAI
1175
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$3.88M 0.01%
268,918
-32,447
-11% -$484K
45 46
47
48 49

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.