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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYK icon
1151
Liberty Global Class C
LBTYK
$3.63B
$3.9M 0.01%
131,215
+12,309
+10% +$378K
SCI icon
1152
Service Corp International
SCI
$11.7B
$3.89M 0.01%
136,837
-187,005
-58% -$4.99M
EPD icon
1153
Enterprise Products Partners
EPD
$82.5B
$3.87M 0.01%
143,234
+1,138
+0.8% +$29.6K
MDC
1154
DELISTED
M.D.C. Holdings, Inc.
MDC
$3.86M 0.01%
189,572
+166,074
+707% +$3.1M
WRB icon
1155
W.R. Berkley
WRB
$26.8B
$3.85M 0.01%
195,267
+73,993
+61% +$1.33M
VMW
1156
DELISTED
VMware, Inc
VMW
$3.83M 0.01%
48,708
+32,597
+202% +$2.53M
ALE
1157
DELISTED
Allete
ALE
$3.83M 0.01%
59,720
+12,834
+27% +$784K
VRE
1158
DELISTED
Veris Residential
VRE
$3.83M 0.01%
132,042
-8,350
-6% -$224K
PNNT
1159
Pennant Park Investment Corp
PNNT
$223M
$3.83M 0.01%
499,904
+74,690
+18% +$567K
RDS.A
1160
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.83M 0.01%
72,902
-6,117
-8% -$304K
ORN icon
1161
Orion Group Holdings
ORN
$412M
$3.83M 0.01%
384,714
-158,871
-29% -$1.41M
BCC icon
1162
Boise Cascade
BCC
$3.04B
$3.82M 0.01%
169,878
+60,572
+55% +$1.35M
BFK
1163
DELISTED
BlackRock Municipal Income Trust
BFK
$3.82M 0.01%
276,139
+130,397
+89% +$1.87M
CASY icon
1164
Casey's General Stores
CASY
$31.5B
$3.81M 0.01%
32,075
-7,002
-18% -$833K
CAJ
1165
DELISTED
Canon, Inc.
CAJ
$3.81M 0.01%
135,407
+80,503
+147% +$2.32M
CMC icon
1166
Commercial Metals
CMC
$8.03B
$3.79M 0.01%
173,858
-103,847
-37% -$2.04M
AMH icon
1167
American Homes 4 Rent
AMH
$12.4B
$3.79M 0.01%
180,469
-94,363
-34% -$1.96M
GER
1168
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$3.78M 0.01%
58,480
+47,233
+420% +$2.97M
IHY icon
1169
VanEck International High Yield Bond ETF
IHY
$43.2M
$3.78M 0.01%
158,747
+10,241
+7% +$247K
LDOS icon
1170
Leidos
LDOS
$14.9B
$3.77M 0.01%
73,775
-24,807
-25% -$1.16M
CCOI icon
1171
Cogent Communications
CCOI
$666M
$3.77M 0.01%
91,227
+56,667
+164% +$2.16M
SIRI icon
1172
SiriusXM
SIRI
$10.4B
$3.77M 0.01%
84,757
-377
-0.4% -$16.4K
ASNA
1173
DELISTED
Ascena Retail Group, Inc.
ASNA
$3.76M 0.01%
30,399
+20,284
+201% +$2.45M
CPS icon
1174
Cooper-Standard Automotive
CPS
$546M
$3.76M 0.01%
36,382
+31,028
+580% +$2.99M
HZO icon
1175
MarineMax
HZO
$793M
$3.76M 0.01%
194,251
+132,122
+213% +$2.55M
45 46
47
48 49

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AIM
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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.