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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUFF
1151
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
$3.95M 0.01%
166,058
-7,920
-5% -$201K
JUNO
1152
DELISTED
Juno Therapeutics, Inc.
JUNO
$3.94M 0.01%
131,150
+15,746
+14% +$490K
AUY
1153
DELISTED
Yamana Gold, Inc.
AUY
$3.93M 0.01%
912,517
-9,980
-1% -$51.4K
LBTYK icon
1154
Liberty Global Class C
LBTYK
$3.56B
$3.93M 0.01%
118,906
+10,978
+10% +$339K
PE
1155
DELISTED
PARSLEY ENERGY INC
PE
$3.93M 0.01%
117,222
-11,093
-9% -$347K
PEGI
1156
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$3.93M 0.01%
174,598
-12,893
-7% -$307K
EPD icon
1157
Enterprise Products Partners
EPD
$82.3B
$3.93M 0.01%
142,096
+8,213
+6% +$227K
VVC
1158
DELISTED
Vectren Corporation
VVC
$3.92M 0.01%
78,123
-1,075
-1% -$54.5K
ARIA
1159
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$3.91M 0.01%
285,532
-66,935
-19% -$672K
CSQ icon
1160
Calamos Strategic Total Return Fund
CSQ
$3.35B
$3.9M 0.01%
379,150
-28,558
-7% -$297K
TM icon
1161
Toyota
TM
$225B
$3.89M 0.01%
33,534
+28,580
+577% +$3.27M
VSH icon
1162
Vishay Intertechnology
VSH
$6B
$3.89M 0.01%
276,046
-25,944
-9% -$349K
KLXI
1163
DELISTED
KLX Inc.
KLXI
$3.89M 0.01%
131,003
-41,851
-24% -$1.2M
SAIA icon
1164
Saia
SAIA
$9.89B
$3.89M 0.01%
129,779
-5,594
-4% -$160K
PGTI
1165
DELISTED
PGT, Inc.
PGTI
$3.88M 0.01%
363,215
-28,932
-7% -$333K
HPP
1166
Hudson Pacific Properties
HPP
$757M
$3.87M 0.01%
16,821
-2,730
-14% -$623K
EXEL icon
1167
Exelixis
EXEL
$14.2B
$3.86M 0.01%
302,121
-68,119
-18% -$737K
BSD
1168
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$3.86M 0.01%
258,511
+69,990
+37% +$1.06M
OHI icon
1169
Omega Healthcare
OHI
$14.5B
$3.84M 0.01%
108,289
-38,313
-26% -$1.36M
LIVN icon
1170
LivaNova
LIVN
$4.61B
$3.83M 0.01%
63,777
-10,163
-14% -$584K
VRE
1171
DELISTED
Veris Residential
VRE
$3.82M 0.01%
140,392
+108,031
+334% +$2.99M
RDS.A
1172
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.82M 0.01%
76,320
-75,511
-50% -$3.85M
ITC
1173
DELISTED
ITC HOLDINGS CORP
ITC
$3.82M 0.01%
82,202
-26,038
-24% -$1.2M
QEP
1174
DELISTED
QEP RESOURCES, INC.
QEP
$3.82M 0.01%
195,513
+24,218
+14% +$446K
CYH icon
1175
Community Health Systems
CYH
$410M
$3.8M 0.01%
329,659
-3,767
-1% -$43.4K
45 46
47
48 49

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.