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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXG
1151
NXG NextGen Infrastructure Income Fund
NXG
$331M
$4.74M 0.01%
55,525
+1,922
+4% +$185K
NKTR icon
1152
Nektar Therapeutics
NKTR
$2.38B
$4.72M 0.01%
20,283
+2,324
+13% +$497K
VCV icon
1153
Invesco California Value Municipal Income Trust
VCV
$515M
$4.71M 0.01%
366,454
-34,479
-9% -$431K
FTD
1154
DELISTED
FTD Companies, Inc. Common Stock
FTD
$4.68M 0.01%
134,523
-50,894
-27% -$1.76M
VGM icon
1155
Invesco Trust Investment Grade Municipals
VGM
$549M
$4.67M 0.01%
351,713
+74,447
+27% +$984K
NCZ
1156
Virtus Convertible & Income Fund II
NCZ
$296M
$4.67M 0.01%
130,913
-3,720
-3% -$131K
PTCT icon
1157
PTC Therapeutics
PTCT
$5.68B
$4.67M 0.01%
+90,117
New +$3.97M
RPM icon
1158
RPM International
RPM
$14.7B
$4.67M 0.01%
92,013
-37,518
-29% -$1.75M
ARW icon
1159
Arrow Electronics
ARW
$11.6B
$4.66M 0.01%
80,472
-11,268
-12% -$627K
DYAX
1160
DELISTED
DYAX CORPORATION
DYAX
$4.66M 0.01%
331,282
+14,446
+5% +$181K
ACOR
1161
DELISTED
Acorda Therapeutics
ACOR
$4.64M 0.01%
947
-249
-21% -$1.07M
GLF
1162
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$4.64M 0.01%
189,956
+173,064
+1,025% +$4.82M
MYC
1163
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$4.63M 0.01%
299,615
-14,210
-5% -$217K
NXZ
1164
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$4.62M 0.01%
327,625
-34,323
-9% -$482K
UIL
1165
DELISTED
UIL HOLDINGS
UIL
$4.62M 0.01%
106,068
-697
-0.7% -$28.3K
IQNT
1166
DELISTED
Inteliquent, Inc.
IQNT
$4.59M 0.01%
+233,704
New +$3.81M
HYHG icon
1167
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$4.58M 0.01%
+62,576
New +$4.69M
TCPC icon
1168
BlackRock TCP Capital
TCPC
$283M
$4.57M 0.01%
272,504
+136,191
+100% +$2.23M
VNR
1169
DELISTED
Vanguard Natural Resources, LLC
VNR
$4.55M 0.01%
301,845
+59,635
+25% +$1.33M
SFM icon
1170
Sprouts Farmers Market
SFM
$8.28B
$4.52M 0.01%
132,980
+43,922
+49% +$1.34M
NBIX icon
1171
Neurocrine Biosciences
NBIX
$16.9B
$4.52M 0.01%
202,217
+8,032
+4% +$152K
ARCB icon
1172
ArcBest
ARCB
$3.23B
$4.5M 0.01%
97,043
-208,535
-68% -$8.46M
PGRE
1173
DELISTED
Paramount Group
PGRE
$4.5M 0.01%
+242,010
New +$4.46M
FLO icon
1174
Flowers Foods
FLO
$1.53B
$4.5M 0.01%
234,245
+51,215
+28% +$967K
SBY
1175
DELISTED
Silver Bay Realty Trust Corp.
SBY
$4.48M 0.01%
270,748
-126,132
-32% -$2.09M
45 46
47
48 49

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.