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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
1126
Somnigroup International
SGI
$13.7B
$971K 0.01%
22,403
+4,671
+26% +$207K
TPH
1127
DELISTED
Tri Pointe Homes
TPH
$957K 0.01%
35,008
-3,525
-9% -$108K
PML
1128
PIMCO Municipal Income Fund II
PML
$493M
$948K 0.01%
+123,259
New +$1.08M
SONY icon
1129
Sony
SONY
$138B
$946K 0.01%
57,425
+1,590
+3% +$27.7K
ALSN icon
1130
Allison Transmission
ALSN
$9.82B
$946K 0.01%
16,010
-1,219
-7% -$71.8K
NTRS icon
1131
Northern Trust
NTRS
$33.9B
$945K 0.01%
13,607
-2,410
-15% -$182K
NET icon
1132
Cloudflare
NET
$107B
$944K 0.01%
14,971
+6,137
+69% +$393K
ACAD icon
1133
Acadia Pharmaceuticals
ACAD
$5.03B
$938K 0.01%
45,001
-2,835
-6% -$77K
INSI
1134
DELISTED
Insight Select Income Fund
INSI
$935K 0.01%
62,239
+8,116
+15% +$125K
STNG icon
1135
Scorpio Tankers
STNG
$3.81B
$935K 0.01%
17,269
+1,831
+12% +$89.4K
TTEC icon
1136
TTEC Holdings
TTEC
$124M
$934K 0.01%
35,632
+2,298
+7% +$69.1K
CCL icon
1137
Carnival Corporation Ltd
CCL
$39.7B
$932K 0.01%
67,915
-5,948
-8% -$98.6K
RGR icon
1138
Sturm, Ruger & Co
RGR
$593M
$928K 0.01%
17,804
+4,253
+31% +$223K
PODD icon
1139
Insulet
PODD
$9.79B
$927K 0.01%
5,810
+235
+4% +$52.6K
JHS
1140
John Hancock Income Securities Trust
JHS
$127M
$923K 0.01%
89,986
+12,342
+16% +$132K
RARE icon
1141
Ultragenyx Pharmaceutical
RARE
$2.55B
$918K 0.01%
25,757
+6,207
+32% +$246K
PRGS icon
1142
Progress Software
PRGS
$1.76B
$917K 0.01%
+17,440
New +$1.02M
JPI
1143
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$909K 0.01%
52,961
+11
+0% +$189
ITCI
1144
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$909K 0.01%
17,453
+304
+2% +$17.7K
FOXA icon
1145
Fox Class A
FOXA
$26.9B
$909K 0.01%
29,126
+4,923
+20% +$162K
BMO icon
1146
Bank of Montreal
BMO
$127B
$907K 0.01%
10,749
-686
-6% -$60.3K
MAG
1147
DELISTED
MAG Silver
MAG
$905K 0.01%
87,246
-33,633
-28% -$374K
CMC icon
1148
Commercial Metals
CMC
$8.31B
$902K 0.01%
18,265
-1,160
-6% -$63.1K
ALGM icon
1149
Allegro MicroSystems
ALGM
$8.16B
$901K 0.01%
28,208
+8,269
+41% +$336K
LPX icon
1150
Louisiana-Pacific
LPX
$5.49B
$900K 0.01%
16,277
-13,363
-45% -$877K
44 45
46
47 48

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.