We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVT icon
1126
Avnet
AVT
$7.92B
$1.07M 0.01%
25,621
+14,517
+131% +$604K
QLTA icon
1127
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.22B
$1.07M 0.01%
22,993
-328
-1% -$15.1K
TWOU
1128
DELISTED
2U Inc
TWOU
$1.06M 0.01%
5,632
-577
-9% -$114K
RGEN icon
1129
Repligen
RGEN
$9.25B
$1.06M 0.01%
6,254
+1,785
+40% +$324K
CNO icon
1130
CNO Financial Group
CNO
$5.1B
$1.06M 0.01%
46,288
-14,216
-23% -$307K
NVS icon
1131
Novartis
NVS
$297B
$1.05M 0.01%
11,621
+5,905
+103% +$497K
FLO icon
1132
Flowers Foods
FLO
$1.57B
$1.05M 0.01%
36,597
+6,112
+20% +$172K
MSCI icon
1133
MSCI
MSCI
$40.9B
$1.05M 0.01%
2,259
-2,082
-48% -$969K
IDE
1134
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$1.05M 0.01%
114,569
-76,193
-40% -$703K
AWF
1135
AllianceBernstein Global High Income Fund
AWF
$872M
$1.05M 0.01%
113,843
+62,826
+123% +$600K
TTC icon
1136
Toro Company
TTC
$9.49B
$1.05M 0.01%
+9,270
New +$982K
TDS icon
1137
Telephone and Data Systems
TDS
$3.75B
$1.04M 0.01%
99,606
+4,516
+5% +$55.9K
OMF icon
1138
OneMain Financial
OMF
$7.47B
$1.04M 0.01%
31,333
-10,839
-26% -$384K
PGX icon
1139
Invesco Preferred ETF
PGX
$3.78B
$1.04M 0.01%
93,285
+13,144
+16% +$152K
CDE icon
1140
Coeur Mining
CDE
$17.9B
$1.04M 0.01%
308,235
+2,970
+1% +$10.6K
VIV icon
1141
Telefônica Brasil
VIV
$19.2B
$1.03M 0.01%
144,502
-25,776
-15% -$193K
PWR icon
1142
Quanta Services
PWR
$101B
$1.03M 0.01%
7,250
+3,652
+102% +$519K
SA
1143
Seabridge Gold
SA
$3.35B
$1.03M 0.01%
82,122
+12,612
+18% +$149K
LITE icon
1144
Lumentum
LITE
$69.3B
$1.03M 0.01%
19,798
+5,715
+41% +$351K
M icon
1145
Macy's
M
$6.68B
$1.03M 0.01%
49,899
+16,224
+48% +$332K
PBH icon
1146
Prestige Consumer Healthcare
PBH
$2.6B
$1.03M 0.01%
16,432
-94
-0.6% -$5.39K
MGY icon
1147
Magnolia Oil & Gas
MGY
$5.94B
$1.03M 0.01%
43,760
+4,586
+12% +$112K
SPXX icon
1148
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$1.02M 0.01%
63,441
-700
-1% -$11.6K
RMBS icon
1149
Rambus
RMBS
$11B
$1.02M 0.01%
28,451
-2,150
-7% -$72.7K
RAMP icon
1150
LiveRamp
RAMP
$2.3B
$1.02M 0.01%
43,473
+3,397
+8% +$68.6K
44 45
46
47 48

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.