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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IHD
1126
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
| $1.73M | 0.01% |
234,410
+16,796
| +8% | +$128K |
|
1127
Fortive
FTV
$18.6B
| $1.72M | 0.01% |
32,397
-6,470
| -17% | -$354K |
|
|
JBGS
1128
JBG SMITH
JBGS
$708M
| $1.72M | 0.01% |
58,130
-1,256
| -2% | -$38.8K |
|
1129
CubeSmart
CUBE
$9.41B
| $1.72M | 0.01% |
35,471
+4,529
| +15% | +$229K |
|
1130
Veeva Systems
VEEV
$37.4B
| $1.72M | 0.01% |
5,954
+695
| +13% | +$221K |
|
|
ESGR
1131
DELISTED
Enstar Group
ESGR
| $1.71M | 0.01% |
7,293
+4,017
| +123% | +$980K |
|
1132
Snowflake
SNOW
$115B
| $1.71M | 0.01% |
5,648
+685
| +14% | +$195K |
|
1133
Tandem Diabetes Care
TNDM
$1.56B
| $1.7M | 0.01% |
14,247
+1,086
| +8% | +$120K |
|
1134
Petrobras
PBR
$116B
| $1.7M | 0.01% |
164,197
+23,810
| +17% | +$254K |
|
1135
Sportsman's Warehouse
SPWH
$46M
| $1.7M | 0.01% |
96,462
| – | – |
|
1136
Stewart Information Services
STC
$2.08B
| $1.7M | 0.01% |
26,849
+5,558
| +26% | +$331K |
|
1137
Trane Technologies
TT
$106B
| $1.7M | 0.01% |
9,822
-2,956
| -23% | -$569K |
|
1138
ENI
E
$77.5B
| $1.69M | 0.01% |
63,336
-751
| -1% | -$18.3K |
|
1139
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
| $1.69M | 0.01% |
55,142
-77,744
| -59% | -$2.38M |
|
1140
Fomento Económico Mexicano
FMX
$41.7B
| $1.69M | 0.01% |
19,475
+262
| +1% | +$22.5K |
|
1141
BlackRock Income Trust
BKT
$341M
| $1.69M | 0.01% |
92,197
+2,709
| +3% | +$51.7K |
|
1142
Saia
SAIA
$9.72B
| $1.68M | 0.01% |
7,061
+2,887
| +69% | +$667K |
|
1143
Cleveland-Cliffs
CLF
$6.99B
| $1.67M | 0.01% |
84,248
-8,218
| -9% | -$187K |
|
|
CGO
1144
Calamos Global Total Return Fund
CGO
$130M
| $1.67M | 0.01% |
104,861
+35,191
| +51% | +$574K |
|
|
NBH
1145
Neuberger Municipal Fund Inc
NBH
$304M
| $1.67M | 0.01% |
103,822
-1,638
| -2% | -$26.6K |
|
|
RCM
1146
DELISTED
R1 RCM Inc. Common Stock
RCM
| $1.66M | 0.01% |
75,588
+10,046
| +15% | +$208K |
|
1147
Sumitomo Mitsui Financial
SMFG
$164B
| $1.66M | 0.01% |
237,077
+56,217
| +31% | +$391K |
|
1148
Nuveen Municipal Value Fund
NUV
$1.91B
| $1.66M | 0.01% |
146,767
-6,128
| -4% | -$71.2K |
|
|
RDS.A
1149
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $1.65M | 0.01% |
37,077
-13,805
| -27% | -$557K |
|
1150
Starwood Property Trust
STWD
$6.09B
| $1.64M | 0.01% |
67,327
-5,735
| -8% | -$147K |
|
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Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.