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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WY icon
1126
Weyerhaeuser
WY
$18.4B
$1.21M 0.01%
42,311
-7,443
-15% -$204K
HOG icon
1127
Harley-Davidson
HOG
$2.71B
$1.21M 0.01%
49,095
+3,560
+8% +$95.9K
VIV icon
1128
Telefônica Brasil
VIV
$19.2B
$1.21M 0.01%
157,132
-16,373
-9% -$148K
PGF icon
1129
Invesco Financial Preferred ETF
PGF
$672M
$1.2M 0.01%
64,200
-12,443
-16% -$231K
FRME icon
1130
First Merchants
FRME
$2.67B
$1.2M 0.01%
51,905
-7,058
-12% -$176K
SNX icon
1131
TD Synnex
SNX
$20.2B
$1.2M 0.01%
17,158
+1,916
+13% +$121K
PGX icon
1132
Invesco Preferred ETF
PGX
$3.78B
$1.19M 0.01%
80,921
-15,723
-16% -$231K
DRI icon
1133
Darden Restaurants
DRI
$24.4B
$1.19M 0.01%
11,788
+954
+9% +$79.3K
EAD
1134
Allspring Income Opportunities Fund
EAD
$379M
$1.19M 0.01%
162,669
+9,020
+6% +$66.7K
MMU
1135
Western Asset Managed Municipals Fund
MMU
$554M
$1.19M 0.01%
97,388
-2,221
-2% -$27.5K
CHWY icon
1136
Chewy
CHWY
$9.63B
$1.19M 0.01%
21,636
+2,822
+15% +$152K
SPIP icon
1137
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$1.18M 0.01%
38,324
-56,948
-60% -$1.75M
FEI
1138
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$1.18M 0.01%
255,058
-30,077
-11% -$157K
ACIA
1139
DELISTED
Acacia Communications Inc
ACIA
$1.18M 0.01%
17,473
-134
-0.8% -$9.09K
CPK icon
1140
Chesapeake Utilities
CPK
$3.21B
$1.17M 0.01%
13,930
+5,004
+56% +$413K
DFS
1141
DELISTED
Discover Financial Services
DFS
$1.17M 0.01%
20,273
-1,213
-6% -$63.5K
CRUS icon
1142
Cirrus Logic
CRUS
$6.26B
$1.17M 0.01%
17,352
+2,352
+16% +$147K
IT icon
1143
Gartner
IT
$11.7B
$1.17M 0.01%
9,363
+185
+2% +$23.5K
SE icon
1144
Sea Limited
SE
$69.5B
$1.17M 0.01%
7,592
-1,092
-13% -$147K
WBD icon
1145
Warner Bros
WBD
$67.1B
$1.17M 0.01%
53,711
-59,925
-53% -$1.31M
FRPT icon
1146
Freshpet
FRPT
$3.22B
$1.17M 0.01%
10,465
-1,364
-12% -$139K
FTF
1147
Franklin Limited Duration Income Trust
FTF
$233M
$1.16M 0.01%
136,046
-54,786
-29% -$478K
AZN icon
1148
AstraZeneca
AZN
$250B
$1.16M 0.01%
10,556
-2,863
-21% -$318K
BWXT icon
1149
BWX Technologies
BWXT
$15.6B
$1.16M 0.01%
20,551
-4,760
-19% -$267K
RJF icon
1150
Raymond James Financial
RJF
$34B
$1.16M 0.01%
23,850
-1,427
-6% -$69.1K
44 45
46
47 48

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.