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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVM
1126
Silvercorp Metals
SVM
$2.39B
$1.64M 0.01%
+288,970
New +$1.34M
MUR icon
1127
Murphy Oil
MUR
$5.17B
$1.64M 0.01%
61,072
-42,056
-41% -$965K
CHCO icon
1128
City Holding Co
CHCO
$2.06B
$1.64M 0.01%
19,964
-3,096
-13% -$245K
HWC icon
1129
Hancock Whitney
HWC
$6.3B
$1.63M 0.01%
37,050
-5
-0% -$203
IGI
1130
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.5M
$1.62M 0.01%
70,584
+7,911
+13% +$170K
RH icon
1131
RH
RH
$3.7B
$1.62M 0.01%
7,569
+6,040
+395% +$1.18M
RGEN icon
1132
Repligen
RGEN
$8.95B
$1.61M 0.01%
17,362
+4,564
+36% +$383K
WPX
1133
DELISTED
WPX Energy, Inc.
WPX
$1.6M 0.01%
116,669
+94,625
+429% +$1.01M
NBTB icon
1134
NBT Bancorp
NBTB
$2.77B
$1.6M 0.01%
39,507
-429
-1% -$16.8K
EEFT icon
1135
Euronet Worldwide
EEFT
$2.83B
$1.6M 0.01%
10,145
+381
+4% +$57.5K
PII icon
1136
Polaris
PII
$4.16B
$1.6M 0.01%
15,713
+12,772
+434% +$1.24M
VBF icon
1137
Invesco Bond Fund
VBF
$169M
$1.59M 0.01%
76,561
+7,403
+11% +$148K
ABB
1138
DELISTED
ABB Ltd
ABB
$1.58M 0.01%
65,732
-9,763
-13% -$209K
TSLF
1139
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$1.58M 0.01%
104,317
+5,113
+5% +$74.9K
RELX icon
1140
RELX
RELX
$63.9B
$1.57M 0.01%
62,312
-19,641
-24% -$470K
GNL icon
1141
Global Net Lease
GNL
$1.82B
$1.57M 0.01%
77,405
-5,273
-6% -$104K
ENIA
1142
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$1.57M 0.01%
142,803
+35,901
+34% +$356K
XEC
1143
DELISTED
CIMAREX ENERGY CO
XEC
$1.55M 0.01%
29,627
+3,476
+13% +$162K
DSU icon
1144
BlackRock Debt Strategies Fund
DSU
$593M
$1.55M 0.01%
138,609
+22,476
+19% +$244K
HQH
1145
abrdn Healthcare Investors
HQH
$1.29B
$1.55M 0.01%
74,263
+16,930
+30% +$335K
CZR icon
1146
Caesars Entertainment
CZR
$6.13B
$1.55M 0.01%
25,969
-25,642
-50% -$1.27M
EPR icon
1147
EPR Properties
EPR
$4.68B
$1.54M 0.01%
21,876
-18,263
-45% -$1.35M
E icon
1148
ENI
E
$76.5B
$1.54M 0.01%
49,816
-16,205
-25% -$496K
DUC
1149
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$1.54M 0.01%
168,758
+17,858
+12% +$163K
FSLR icon
1150
First Solar
FSLR
$25.4B
$1.54M 0.01%
27,524
+8,536
+45% +$469K
44 45
46
47 48

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.