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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
Sociedad Química y Minera de Chile
SQM
$19.2B
| $4.27M | 0.01% |
71,958
+20,874
| +41% | +$1.2M |
|
|
SPTN
1127
DELISTED
SpartanNash
SPTN
| $4.25M | 0.01% |
159,525
-19,324
| -11% | -$481K |
|
|
CAJ
1128
DELISTED
Canon, Inc.
CAJ
| $4.25M | 0.01% |
113,686
+23,618
| +26% | +$883K |
|
1129
Trinity Industries
TRN
$2.48B
| $4.23M | 0.01% |
156,800
-34,485
| -18% | -$860K |
|
|
NVO
1130
Novo Nordisk
NVO
$208B
| $4.21M | 0.01% |
157,050
+18,098
| +13% | +$460K |
|
|
SP
1131
DELISTED
SP Plus Corporation
SP
| $4.21M | 0.01% |
113,474
+56,052
| +98% | +$2.18M |
|
1132
PetMed Express
PETS
$41.7M
| $4.21M | 0.01% |
92,438
+20,238
| +28% | +$797K |
|
|
AVXS
1133
DELISTED
AveXis, Inc. Common Stock
AVXS
| $4.21M | 0.01% |
38,003
-14,103
| -27% | -$1.42M |
|
1134
Infosys
INFY
$48.7B
| $4.2M | 0.01% |
517,254
+284,394
| +122% | +$2.16M |
|
|
AOD
1135
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
| $4.19M | 0.01% |
442,032
-114,968
| -21% | -$1.05M |
|
1136
Zillow
Z
$7.79B
| $4.18M | 0.01% |
102,253
+8,004
| +8% | +$329K |
|
1137
Fabrinet
FN
$15.6B
| $4.18M | 0.01% |
145,729
-21,100
| -13% | -$698K |
|
1138
HDFC Bank
HDB
$123B
| $4.18M | 0.01% |
164,452
+17,996
| +12% | +$431K |
|
1139
EnerSys
ENS
$6.78B
| $4.18M | 0.01% |
59,962
+2,372
| +4% | +$162K |
|
|
KEM
1140
DELISTED
KEMET Corporation
KEM
| $4.17M | 0.01% |
276,596
+260,878
| +1,660% | +$4.97M |
|
|
MDC
1141
DELISTED
M.D.C. Holdings, Inc.
MDC
| $4.15M | 0.01% |
151,826
-20,828
| -12% | -$574K |
|
1142
CACI
CACI
$11B
| $4.15M | 0.01% |
31,354
+714
| +2% | +$96.4K |
|
1143
Customers Bancorp
CUBI
$2.66B
| $4.15M | 0.01% |
159,566
-18,969
| -11% | -$538K |
|
|
FBR
1144
DELISTED
Fibria Celulose Sa
FBR
| $4.15M | 0.01% |
282,079
-10,940
| -4% | -$166K |
|
1145
Qiagen
QGEN
$8.54B
| $4.14M | 0.01% |
126,321
-7,200
| -5% | -$248K |
|
1146
Prospect Capital
PSEC
$1.07B
| $4.14M | 0.01% |
613,633
+26,337
| +4% | +$172K |
|
|
BXMX
1147
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $4.12M | 0.01% |
288,818
-63,866
| -18% | -$896K |
|
|
QEP
1148
DELISTED
QEP RESOURCES, INC.
QEP
| $4.1M | 0.01% |
428,485
+172,930
| +68% | +$1.57M |
|
1149
TD Synnex
SNX
$20.4B
| $4.09M | 0.01% |
60,142
+4,480
| +8% | +$297K |
|
1150
Liberty Global Class C
LBTYK
$3.53B
| $4.07M | 0.01% |
120,228
+11,578
| +11% | +$356K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.