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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHY icon
1126
VanEck International High Yield Bond ETF
IHY
$43.3M
$4.5M 0.01%
174,540
+5,470
+3% +$139K
CPS icon
1127
Cooper-Standard Automotive
CPS
$523M
$4.49M 0.01%
38,676
+8,696
+29% +$902K
CCC
1128
DELISTED
Calgon Carbon Corp
CCC
$4.48M 0.01%
209,348
+10,030
+5% +$152K
PNNT
1129
Pennant Park Investment Corp
PNNT
$215M
$4.48M 0.01%
595,991
-45,107
-7% -$339K
AEGN
1130
DELISTED
Aegion Corp
AEGN
$4.46M 0.01%
191,773
+14,176
+8% +$312K
BITA
1131
DELISTED
Bitauto Holdings Limited
BITA
$4.46M 0.01%
99,904
+40,217
+67% +$1.45M
LII icon
1132
Lennox International
LII
$14.4B
$4.46M 0.01%
24,918
+308
+1% +$53K
QGEN icon
1133
Qiagen
QGEN
$8.54B
$4.46M 0.01%
133,521
-12,359
-8% -$426K
SEMG
1134
DELISTED
SEMGROUP CORPORATION
SEMG
$4.46M 0.01%
154,980
+57,307
+59% +$1.49M
FNF icon
1135
Fidelity National Financial
FNF
$13.9B
$4.45M 0.01%
135,186
+4,272
+3% +$140K
ETV
1136
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$4.45M 0.01%
290,618
-20,843
-7% -$320K
CMBT
1137
CMB.TECH NV
CMBT
$4.69B
$4.45M 0.01%
549,501
+30,988
+6% +$240K
AGM icon
1138
Federal Agricultural Mortgage
AGM
$2.47B
$4.45M 0.01%
61,154
-231
-0.4% -$15.6K
BKN
1139
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$4.44M 0.01%
297,091
-30,720
-9% -$467K
PPC icon
1140
Pilgrim's Pride
PPC
$6.51B
$4.43M 0.01%
156,104
+33,494
+27% +$881K
R icon
1141
Ryder
R
$9.83B
$4.43M 0.01%
52,349
-11,672
-18% -$884K
JUNO
1142
DELISTED
Juno Therapeutics, Inc.
JUNO
$4.41M 0.01%
98,399
-47,264
-32% -$1.61M
PEGI
1143
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$4.41M 0.01%
183,104
-18,108
-9% -$450K
BBBY
1144
DELISTED
Bed Bath & Beyond Inc
BBBY
$4.4M 0.01%
187,271
-897,944
-83% -$25.2M
TRN icon
1145
Trinity Industries
TRN
$2.48B
$4.39M 0.01%
191,285
-12,579
-6% -$260K
MTH icon
1146
Meritage Homes
MTH
$4.58B
$4.38M 0.01%
197,462
+29,872
+18% +$624K
ABG icon
1147
Asbury Automotive
ABG
$4.31B
$4.38M 0.01%
71,778
+40,013
+126% +$2.21M
GPM
1148
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$4.38M 0.01%
511,917
-1,282
-0.2% -$10.8K
SABR icon
1149
Sabre
SABR
$731M
$4.37M 0.01%
241,229
+88,350
+58% +$1.71M
ALLY icon
1150
Ally Financial
ALLY
$13.2B
$4.37M 0.01%
179,928
-357,293
-67% -$7.98M
44 45
46
47 48

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.