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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEQ
1126
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$4.29M 0.01%
260,281
– –
HE icon
1127
Hawaiian Electric Industries
HE
$2.16B
$4.27M 0.01%
148,827
-19,927
-12% -$584K
KEYW
1128
DELISTED
The KEYW Holding Corporation
KEYW
$4.27M 0.01%
693,596
-436,782
-39% -$3.54M
AX icon
1129
Axos Financial
AX
$5.72B
$4.26M 0.01%
132,324
+49,608
+60% +$1.48M
GDO
1130
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$4.25M 0.01%
268,757
-39,036
-13% -$647K
KEX icon
1131
Kirby Corp
KEX
$6.88B
$4.22M 0.01%
68,103
-21,951
-24% -$1.55M
TTEK icon
1132
Tetra Tech
TTEK
$9.04B
$4.21M 0.01%
865,065
+16,680
+2% +$85.3K
HF
1133
DELISTED
HFF Inc.
HF
$4.2M 0.01%
124,326
+44,636
+56% +$1.76M
EFOR
1134
Everforth Inc
EFOR
$1.33B
$4.18M 0.01%
113,212
+3,289
+3% +$125K
CHSP
1135
DELISTED
Chesapeake Lodging Trust
CHSP
$4.16M 0.01%
159,717
+4,647
+3% +$140K
LOGM
1136
DELISTED
LogMein, Inc.
LOGM
$4.16M 0.01%
60,977
+255
+0.4% +$16.9K
LBTYK icon
1137
Liberty Global Class C
LBTYK
$3.52B
$4.15M 0.01%
116,597
-46,824
-29% -$1.89M
SLF icon
1138
Sun Life Financial
SLF
$45.1B
$4.15M 0.01%
128,656
-22,985
-15% -$745K
NEV
1139
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$4.13M 0.01%
278,509
-14,616
-5% -$216K
INF
1140
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$4.12M 0.01%
329,136
+28,304
+9% +$413K
HI
1141
DELISTED
Hillenbrand
HI
$4.12M 0.01%
158,375
+13,672
+9% +$378K
LDOS icon
1142
Leidos
LDOS
$17.2B
$4.11M 0.01%
99,571
-35,111
-26% -$1.47M
CXW icon
1143
CoreCivic
CXW
$3.19B
$4.1M 0.01%
138,952
-14,386
-9% -$461K
CNL
1144
DELISTED
CLECO CRP (HOLDING CO)
CNL
$4.1M 0.01%
77,090
-7,986
-9% -$430K
GPT
1145
DELISTED
Gramercy Property Trust
GPT
$4.07M 0.01%
65,315
+9,981
+18% +$690K
MACK
1146
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$4.05M 0.01%
60,543
-2,716
-4% -$222K
CHW
1147
Calamos Global Dynamic Income Fund
CHW
$543M
$4.04M 0.01%
580,167
-126,608
-18% -$1.01M
HME
1148
DELISTED
HOME PROPERTIES, INC
HME
$4.04M 0.01%
54,025
+11,535
+27% +$854K
MWA icon
1149
Mueller Water Products
MWA
$4.17B
$4.04M 0.01%
526,731
-18,393
-3% -$158K
VMO icon
1150
Invesco Municipal Opportunity Trust
VMO
$664M
$4.03M 0.01%
319,941
-13,727
-4% -$171K
44 45
46
47 48

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.