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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSBC icon
1126
HSBC
HSBC
$364B
$5.74M 0.01%
130,877
-293,276
-69% -$13.4M
ALR
1127
DELISTED
Alere Inc
ALR
$5.7M 0.01%
146,955
-673,655
-82% -$25.2M
QRE
1128
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$5.7M 0.01%
293,494
-58,258
-17% -$1.17M
ATCO
1129
DELISTED
Atlas Corp.
ATCO
$5.69M 0.01%
264,706
+11,621
+5% +$267K
LPT
1130
DELISTED
Liberty Property Trust
LPT
$5.68M 0.01%
170,691
+91,320
+115% +$3.27M
DWA
1131
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$5.65M 0.01%
207,238
-3,982
-2% -$88.8K
CIEN icon
1132
Ciena
CIEN
$58.2B
$5.64M 0.01%
337,551
-8,024
-2% -$157K
SUSQ
1133
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$5.64M 0.01%
563,822
+8,517
+2% +$87.8K
LXK
1134
DELISTED
Lexmark Intl Inc
LXK
$5.63M 0.01%
132,442
-67,782
-34% -$3.27M
INF
1135
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$5.63M 0.01%
247,162
-9,508
-4% -$228K
HNT
1136
DELISTED
HEALTH NET INC
HNT
$5.57M 0.01%
120,687
-9,344
-7% -$415K
LAD icon
1137
Lithia Motors
LAD
$8.16B
$5.56M 0.01%
73,475
+39,655
+117% +$3.51M
CTF
1138
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$5.56M 0.01%
376,610
+41,003
+12% +$627K
PPC icon
1139
Pilgrim's Pride
PPC
$6.42B
$5.55M 0.01%
181,802
+51,788
+40% +$1.56M
WPZ
1140
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$5.55M 0.01%
111,108
-215,499
-66% -$10.7M
NADL
1141
DELISTED
North Atlantic Drilling Ltd
NADL
$5.55M 0.01%
+83,271
New +$7.95M
SFUN
1142
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$5.54M 0.01%
11,132
+4,583
+70% +$2.52M
CAJ
1143
DELISTED
Canon, Inc.
CAJ
$5.52M 0.01%
169,443
+8,699
+5% +$288K
SKM icon
1144
SK Telecom
SKM
$13.4B
$5.51M 0.01%
110,247
-33,999
-24% -$1.61M
ORAN
1145
DELISTED
Orange
ORAN
$5.5M 0.01%
373,158
+21,343
+6% +$324K
SEP
1146
DELISTED
Spectra Engy Parters Lp
SEP
$5.5M 0.01%
103,817
+68,774
+196% +$3.71M
DLR icon
1147
Digital Realty Trust
DLR
$71.7B
$5.5M 0.01%
88,137
+3,857
+5% +$245K
AEM icon
1148
Agnico Eagle Mines
AEM
$76.3B
$5.46M 0.01%
188,258
-53,211
-22% -$1.98M
SAFM
1149
DELISTED
Sanderson Farms Inc
SAFM
$5.46M 0.01%
62,087
+27,875
+81% +$2.63M
FTF
1150
Franklin Limited Duration Income Trust
FTF
$232M
$5.45M 0.01%
440,635
-51,361
-10% -$656K
44 45
46
47 48

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.