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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
Roblox
RBLX
$27B
| $1.03M | 0.01% |
35,425
+17,722
| +100% | +$589K |
|
|
PAI
1102
Western Asset Investment Grade Income Fund
PAI
$114M
| $1.02M | 0.01% |
91,047
+10,821
| +13% | +$125K |
|
1103
Yelp
YELP
$1.41B
| $1.01M | 0.01% |
24,403
+670
| +3% | +$28.2K |
|
|
SAND
1104
DELISTED
Sandstorm Gold
SAND
| $1.01M | 0.01% |
217,709
-110,990
| -34% | -$583K |
|
1105
Grupo Aeroportuario del Pacifico
PAC
$13.3B
| $1.01M | 0.01% |
6,171
-62
| -1% | -$11.2K |
|
1106
BlackRock Multi-Sector Income Trust
BIT
$702M
| $1.01M | 0.01% |
70,000
+26,520
| +61% | +$388K |
|
|
NXN
1107
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
| $1.01M | 0.01% |
87,641
+3,180
| +4% | +$37.9K |
|
1108
Gen Digital
GEN
$17.5B
| $1.01M | 0.01% |
57,160
-21,181
| -27% | -$413K |
|
1109
BlackRock Energy and Resources Trust
BGR
$405M
| $1.01M | 0.01% |
76,874
+679
| +0.9% | +$8.57K |
|
1110
HNI Corp
HNI
$3.59B
| $1M | 0.01% |
28,898
+8,100
| +39% | +$249K |
|
1111
Stratasys
SSYS
$774M
| $997K | 0.01% |
73,228
-156,947
| -68% | -$2.48M |
|
1112
Inspire Medical Systems
INSP
$1.74B
| $996K | 0.01% |
5,018
+7
| +0.1% | +$1.76K |
|
1113
Tidewater
TDW
$4.12B
| $995K | 0.01% |
13,998
-6,956
| -33% | -$439K |
|
1114
Las Vegas Sands
LVS
$29.6B
| $994K | 0.01% |
21,674
-93,388
| -81% | -$5.05M |
|
1115
Mohawk Industries
MHK
$9.22B
| $993K | 0.01% |
11,568
-808
| -7% | -$81.4K |
|
|
AGD
1116
abrdn Global Dynamic Dividend Fund
AGD
$320M
| $992K | 0.01% |
114,498
+55,994
| +96% | +$522K |
|
1117
CBRE Group
CBRE
$42.9B
| $989K | 0.01% |
13,396
-3,296
| -20% | -$273K |
|
1118
Raymond James Financial
RJF
$34B
| $989K | 0.01% |
9,846
-1,425
| -13% | -$151K |
|
1119
Cactus
WHD
$5.44B
| $987K | 0.01% |
19,655
-10,198
| -34% | -$513K |
|
1120
Compañía de Cervecerías Unidas
CCU
$2.21B
| $984K | 0.01% |
78,068
+419
| +0.5% | +$6.38K |
|
1121
Preferred Bank
PFBC
$1.25B
| $983K | 0.01% |
15,785
-4,476
| -22% | -$279K |
|
1122
M/I Homes
MHO
$3.84B
| $976K | 0.01% |
11,608
+7,057
| +155% | +$652K |
|
|
PEO
1123
Adams Natural Resources Fund
PEO
$725M
| $975K | 0.01% |
43,825
+6,739
| +18% | +$146K |
|
|
MFM
1124
Aberdeen Municipal Income Fund
MFM
$224M
| $973K | 0.01% |
213,950
-6,105
| -3% | -$30.6K |
|
1125
Canadian Natural Resources
CNQ
$93.8B
| $972K | 0.01% |
30,056
+8,254
| +38% | +$252K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.