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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
G icon
1101
Genpact
G
$5.76B
$1.81M 0.01%
34,108
-4,503
-12% -$227K
IR icon
1102
Ingersoll Rand
IR
$33.7B
$1.8M 0.01%
29,106
+4,492
+18% +$256K
SAP icon
1103
SAP
SAP
$238B
$1.8M 0.01%
12,852
-2,665
-17% -$372K
ATH
1104
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$1.8M 0.01%
21,578
+1,294
+6% +$106K
DRI icon
1105
Darden Restaurants
DRI
$24.4B
$1.8M 0.01%
11,931
+1,578
+15% +$233K
AIF
1106
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.79M 0.01%
116,950
-4,466
-4% -$70K
HWM icon
1107
Howmet Aerospace
HWM
$112B
$1.79M 0.01%
56,229
-51,074
-48% -$1.57M
VEEV icon
1108
Veeva Systems
VEEV
$37.4B
$1.79M 0.01%
7,003
+1,049
+18% +$305K
LYFT icon
1109
Lyft
LYFT
$6.63B
$1.79M 0.01%
41,823
-81
-0.2% -$3.79K
NOV icon
1110
NOV
NOV
$7B
$1.78M 0.01%
131,761
-124,687
-49% -$1.71M
KMX icon
1111
CarMax
KMX
$8.26B
$1.78M 0.01%
13,683
-381
-3% -$53.4K
WYNN icon
1112
Wynn Resorts
WYNN
$10.6B
$1.77M 0.01%
20,821
+7,887
+61% +$699K
BKT icon
1113
BlackRock Income Trust
BKT
$341M
$1.77M 0.01%
104,291
+12,094
+13% +$215K
CSGS
1114
DELISTED
CSG Systems International
CSGS
$1.76M 0.01%
30,625
-6,165
-17% -$327K
CBOE icon
1115
Cboe Global Markets
CBOE
$29.9B
$1.76M 0.01%
13,482
+2,933
+28% +$378K
HQH
1116
abrdn Healthcare Investors
HQH
$1.32B
$1.76M 0.01%
73,913
-10,231
-12% -$255K
IHD
1117
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$1.75M 0.01%
246,614
+12,204
+5% +$88.9K
ALV icon
1118
Autoliv
ALV
$9B
$1.75M 0.01%
16,872
-12,286
-42% -$1.21M
DELL icon
1119
Dell
DELL
$293B
$1.74M 0.01%
31,043
-47,141
-60% -$2.63M
FLRN icon
1120
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$1.74M 0.01%
56,979
+1,837
+3% +$56.2K
RBLX icon
1121
Roblox
RBLX
$27B
$1.74M 0.01%
16,845
-3,579
-18% -$348K
PFBC icon
1122
Preferred Bank
PFBC
$1.25B
$1.74M 0.01%
+24,197
New +$1.67M
ETRN
1123
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$1.74M 0.01%
167,774
-62,838
-27% -$651K
BCRX icon
1124
BioCryst Pharmaceuticals
BCRX
$2.4B
$1.73M 0.01%
125,095
+111,531
+822% +$1.48M
SE icon
1125
Sea Limited
SE
$69.5B
$1.73M 0.01%
7,724
+2,107
+38% +$629K
43 44
45
46 47

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.