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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAM
1101
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1.81M 0.01%
178,436
+9,738
+6% +$99.1K
KMX icon
1102
CarMax
KMX
$8.26B
$1.8M 0.01%
14,064
-2,236
-14% -$298K
AMED
1103
DELISTED
Amedisys
AMED
$1.8M 0.01%
12,050
+2,323
+24% +$483K
FBIN icon
1104
Fortune Brands Innovations
FBIN
$6.06B
$1.79M 0.01%
23,488
+359
+2% +$29.9K
TWLO icon
1105
Twilio
TWLO
$36.6B
$1.79M 0.01%
5,624
+1,395
+33% +$508K
SE icon
1106
Sea Limited
SE
$69.5B
$1.79M 0.01%
5,617
-635
-10% -$195K
NAVI icon
1107
Navient
NAVI
$853M
$1.78M 0.01%
90,281
-75,514
-46% -$1.62M
FOXF icon
1108
Fox Factory Holding Corp
FOXF
$886M
$1.78M 0.01%
12,307
-1,299
-10% -$199K
MUSA icon
1109
Murphy USA
MUSA
$9.61B
$1.78M 0.01%
10,626
-6,645
-38% -$1M
CSGS
1110
DELISTED
CSG Systems International
CSGS
$1.77M 0.01%
36,790
-2,027
-5% -$94.8K
L icon
1111
Loews
L
$23.6B
$1.77M 0.01%
32,835
-4,478
-12% -$243K
SAFT icon
1112
Safety Insurance
SAFT
$1.52B
$1.76M 0.01%
22,266
+5,963
+37% +$470K
PTC icon
1113
PTC
PTC
$16B
$1.76M 0.01%
14,671
-1,859
-11% -$248K
DAY
1114
DELISTED
Dayforce
DAY
$1.75M 0.01%
15,582
+11,242
+259% +$1.18M
UL icon
1115
Unilever
UL
$136B
$1.75M 0.01%
28,742
-1,477
-5% -$94.1K
AAL icon
1116
American Airlines Group
AAL
$10.6B
$1.75M 0.01%
85,299
+5,654
+7% +$115K
HWC icon
1117
Hancock Whitney
HWC
$6.24B
$1.75M 0.01%
37,132
-12,518
-25% -$555K
FL
1118
DELISTED
Foot Locker
FL
$1.75M 0.01%
38,293
-2,457
-6% -$136K
CZR icon
1119
Caesars Entertainment
CZR
$6.14B
$1.75M 0.01%
15,547
-743
-5% -$72.6K
PH icon
1120
Parker-Hannifin
PH
$135B
$1.74M 0.01%
6,240
-12,667
-67% -$3.77M
MAG
1121
DELISTED
MAG Silver
MAG
$1.74M 0.01%
107,531
+6,376
+6% +$119K
PEB icon
1122
Pebblebrook Hotel Trust
PEB
$2.05B
$1.74M 0.01%
77,679
-101,828
-57% -$2.25M
VIV icon
1123
Telefônica Brasil
VIV
$19.2B
$1.74M 0.01%
223,858
+47,839
+27% +$386K
DT icon
1124
Dynatrace
DT
$14.2B
$1.74M 0.01%
24,463
+5,258
+27% +$345K
PRGS icon
1125
Progress Software
PRGS
$1.76B
$1.74M 0.01%
35,263
+20,207
+134% +$930K
43 44
45
46 47

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.