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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STMP
1101
DELISTED
Stamps.com, Inc.
STMP
$1.54M 0.01%
7,873
+5,514
+234% +$1.21M
QLYS icon
1102
Qualys
QLYS
$6.35B
$1.54M 0.01%
12,650
+2,468
+24% +$244K
SNAP icon
1103
Snap
SNAP
$9.01B
$1.54M 0.01%
30,776
-37,427
-55% -$1.55M
DRH icon
1104
Diamondrock Hospitality Co
DRH
$2.56B
$1.54M 0.01%
+186,637
New +$1.25M
HI
1105
DELISTED
Hillenbrand
HI
$1.54M 0.01%
38,698
-848
-2% -$29.3K
CBRE icon
1106
CBRE Group
CBRE
$42.9B
$1.54M 0.01%
24,535
-34,491
-58% -$1.95M
SAIA icon
1107
Saia
SAIA
$9.72B
$1.54M 0.01%
8,504
+3,890
+84% +$638K
SNY icon
1108
Sanofi
SNY
$104B
$1.53M 0.01%
31,561
+1,319
+4% +$65.1K
DFS
1109
DELISTED
Discover Financial Services
DFS
$1.53M 0.01%
16,917
-3,356
-17% -$250K
STIP icon
1110
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.53M 0.01%
14,661
-492
-3% -$51K
FCT
1111
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.53M 0.01%
131,588
+13,765
+12% +$153K
RNG icon
1112
RingCentral
RNG
$5.28B
$1.53M 0.01%
4,033
-2,400
-37% -$747K
TRI icon
1113
Thomson Reuters
TRI
$44.1B
$1.53M 0.01%
17,710
-2,459
-12% -$211K
SEE
1114
DELISTED
Sealed Air
SEE
$1.53M 0.01%
33,337
+4,770
+17% +$207K
LECO icon
1115
Lincoln Electric
LECO
$15.4B
$1.52M 0.01%
13,071
-2,363
-15% -$259K
IHD
1116
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$1.52M 0.01%
208,925
-26,740
-11% -$187K
IT icon
1117
Gartner
IT
$11.7B
$1.51M 0.01%
9,460
+97
+1% +$14K
XHR
1118
Xenia Hotels & Resorts
XHR
$1.79B
$1.51M 0.01%
+99,673
New +$1.2M
WORK
1119
DELISTED
Slack Technologies, Inc.
WORK
$1.51M 0.01%
35,833
+19,762
+123% +$668K
DPG
1120
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
$1.51M 0.01%
123,930
-64,039
-34% -$727K
THO icon
1121
Thor Industries
THO
$4.14B
$1.51M 0.01%
16,246
+9,048
+126% +$848K
TPZ
1122
Tortoise Electrification Infrastructure ETF
TPZ
$124M
$1.51M 0.01%
136,297
-14,256
-9% -$138K
BKT icon
1123
BlackRock Income Trust
BKT
$341M
$1.5M 0.01%
82,513
-1,990
-2% -$36.4K
VBF icon
1124
Invesco Bond Fund
VBF
$169M
$1.5M 0.01%
68,928
-1,215
-2% -$24.7K
HES
1125
DELISTED
Hess
HES
$1.5M 0.01%
28,331
-7,821
-22% -$356K
43 44
45
46 47

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.