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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHO icon
1101
Sunstone Hotel Investors
SHO
$2.18B
$1.73M 0.01%
123,947
-43,357
-26% -$601K
AGZ icon
1102
iShares Agency Bond ETF
AGZ
$564M
$1.71M 0.01%
14,827
+11,601
+360% +$1.35M
PNF
1103
DELISTED
PIMCO New York Municipal Income Fund
PNF
$1.71M 0.01%
124,031
-28,786
-19% -$409K
WMGI
1104
DELISTED
Wright Medical Group Inc
WMGI
$1.71M 0.01%
56,018
+23,368
+72% +$612K
MAG
1105
DELISTED
MAG Silver
MAG
$1.7M 0.01%
143,486
+33,497
+30% +$345K
IJK icon
1106
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$1.69M 0.01%
+28,400
New +$1.63M
RQI icon
1107
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$1.69M 0.01%
113,479
-16,564
-13% -$248K
MUI
1108
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.68M 0.01%
118,199
-37,919
-24% -$536K
PMO
1109
Franklin Municipal Opportunities Trust
PMO
$281M
$1.68M 0.01%
127,891
-70,052
-35% -$919K
PTY icon
1110
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$1.68M 0.01%
88,382
-1,991
-2% -$36.8K
NBL
1111
DELISTED
Noble Energy, Inc.
NBL
$1.68M 0.01%
67,599
-20,471
-23% -$435K
PGX icon
1112
Invesco Preferred ETF
PGX
$3.8B
$1.68M 0.01%
111,617
-9,820
-8% -$147K
WOLF icon
1113
Wolfspeed
WOLF
$1.31B
$1.67M 0.01%
36,183
+13,481
+59% +$629K
SAFM
1114
DELISTED
Sanderson Farms Inc
SAFM
$1.67M 0.01%
9,478
-432
-4% -$68.2K
PGF icon
1115
Invesco Financial Preferred ETF
PGF
$674M
$1.67M 0.01%
88,211
-7,588
-8% -$142K
SAP icon
1116
SAP
SAP
$228B
$1.66M 0.01%
12,417
-5,546
-31% -$729K
AZTA icon
1117
Azenta
AZTA
$1.47B
$1.66M 0.01%
39,582
+13,157
+50% +$553K
WERN icon
1118
Werner Enterprises
WERN
$2.27B
$1.66M 0.01%
45,536
+7,180
+19% +$263K
BCSF icon
1119
Bain Capital Specialty
BCSF
$823M
$1.66M 0.01%
85,342
+24,809
+41% +$467K
IHY icon
1120
VanEck International High Yield Bond ETF
IHY
$43.3M
$1.66M 0.01%
65,904
-14,664
-18% -$363K
STLD icon
1121
Steel Dynamics
STLD
$38.1B
$1.65M 0.01%
48,571
+4,095
+9% +$131K
CUBE icon
1122
CubeSmart
CUBE
$9.45B
$1.65M 0.01%
52,429
-174
-0.3% -$5.59K
GMZ
1123
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$1.65M 0.01%
38,765
-28,306
-42% -$1.21M
CF icon
1124
CF Industries
CF
$17.9B
$1.64M 0.01%
34,347
-56,987
-62% -$2.67M
DISH
1125
DELISTED
DISH Network Corp.
DISH
$1.64M 0.01%
46,190
-851
-2% -$29.5K
43 44
45
46 47

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.