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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGNX icon
1101
Regenxbio
RGNX
$722M
$1.78M 0.02%
+42,456
New +$2.49M
DDD icon
1102
3D Systems Corp
DDD
$588M
$1.78M 0.02%
174,827
+6,317
+4% +$86.6K
TEF
1103
DELISTED
Telefonica
TEF
$1.78M 0.02%
260,105
-78,918
-23% -$534K
TRP icon
1104
TC Energy
TRP
$66.6B
$1.78M 0.02%
49,785
-12,288
-20% -$485K
FSD
1105
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.78M 0.02%
133,764
-45,905
-26% -$639K
PNNT
1106
Pennant Park Investment Corp
PNNT
$236M
$1.77M 0.02%
278,502
-130,289
-32% -$926K
BWG
1107
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$1.77M 0.02%
170,535
+5,749
+3% +$59.9K
BSMX
1108
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1.77M 0.02%
286,996
-4,550
-2% -$30.6K
PHI icon
1109
PLDT
PHI
$4.32B
$1.77M 0.02%
82,590
-8,968
-10% -$212K
MAIN icon
1110
Main Street Capital
MAIN
$5.28B
$1.76M 0.01%
52,159
-7,498
-13% -$279K
HOUS
1111
DELISTED
Anywhere Real Estate
HOUS
$1.76M 0.01%
119,861
+4,586
+4% +$83.5K
ABB
1112
DELISTED
ABB Ltd
ABB
$1.76M 0.01%
92,384
+11,442
+14% +$232K
PCK
1113
DELISTED
Pimco California Municipal Income Fund II
PCK
$1.75M 0.01%
222,870
+52,740
+31% +$425K
PNF
1114
DELISTED
PIMCO New York Municipal Income Fund
PNF
$1.73M 0.01%
148,039
-34,061
-19% -$392K
DE icon
1115
Deere & Co
DE
$166B
$1.73M 0.01%
11,575
-3,700
-24% -$542K
MD icon
1116
Pediatrix Medical
MD
$2.15B
$1.73M 0.01%
52,268
+8,078
+18% +$325K
COTY icon
1117
Coty
COTY
$2.39B
$1.72M 0.01%
262,594
-9,629
-4% -$88.9K
ONCE
1118
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$1.72M 0.01%
43,946
-5,123
-10% -$222K
AME icon
1119
Ametek
AME
$57.6B
$1.72M 0.01%
25,392
-5,247
-17% -$376K
MLM icon
1120
Martin Marietta Materials
MLM
$32.3B
$1.72M 0.01%
9,997
-2,681
-21% -$476K
TERP
1121
DELISTED
TerraForm Power, Inc
TERP
$1.71M 0.01%
152,561
+61,004
+67% +$686K
CATY icon
1122
Cathay General Bancorp
CATY
$4.26B
$1.7M 0.01%
50,737
-3,017
-6% -$114K
LZB icon
1123
La-Z-Boy
LZB
$1.63B
$1.7M 0.01%
61,166
-48,832
-44% -$1.38M
ANDX
1124
DELISTED
Andeavor Logistics LP
ANDX
$1.7M 0.01%
52,156
-27,032
-34% -$1.07M
EVJ
1125
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$1.7M 0.01%
151,476
+10,388
+7% +$115K
43 44
45
46 47

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.