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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPF
1101
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$4.34M 0.01%
186,457
+7,291
+4% +$170K
FCT
1102
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$4.33M 0.01%
327,642
+65,131
+25% +$841K
EVF
1103
Eaton Vance Senior Income Trust
EVF
$90.5M
$4.33M 0.01%
635,094
-56,759
-8% -$371K
PBA icon
1104
Pembina Pipeline
PBA
$27.6B
$4.32M 0.01%
138,475
+28,395
+26% +$941K
MHI
1105
DELISTED
Pioneer Municipal High Income Fund
MHI
$4.32M 0.01%
383,757
+3,403
+0.9% +$39K
ENTA icon
1106
Enanta Pharmaceuticals
ENTA
$400M
$4.31M 0.01%
53,219
+43
+0.1% +$3.31K
BUFF
1107
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
$4.3M 0.01%
107,925
+32,106
+42% +$1.16M
MED icon
1108
Medifast
MED
$141M
$4.3M 0.01%
45,985
+15,164
+49% +$1.13M
QUAD icon
1109
Quad
QUAD
$525M
$4.28M 0.01%
168,921
+7,175
+4% +$175K
EAD
1110
Allspring Income Opportunities Fund
EAD
$379M
$4.28M 0.01%
531,982
-66,818
-11% -$549K
WR
1111
DELISTED
Westar Energy Inc
WR
$4.27M 0.01%
81,221
-16,509
-17% -$834K
CNA icon
1112
CNA Financial
CNA
$14.1B
$4.26M 0.01%
86,411
+10,841
+14% +$567K
MSGS icon
1113
Madison Square Garden
MSGS
$9.39B
$4.24M 0.01%
24,204
+824
+4% +$133K
SAP icon
1114
SAP
SAP
$238B
$4.23M 0.01%
40,262
-2,105
-5% -$227K
BXMX
1115
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$4.23M 0.01%
317,620
+28,802
+10% +$397K
LEO
1116
BNY Mellon Strategic Municipals
LEO
$387M
$4.22M 0.01%
548,013
-60,450
-10% -$486K
AMN icon
1117
AMN Healthcare
AMN
$1.4B
$4.22M 0.01%
74,400
-6,966
-9% -$379K
SRPT icon
1118
Sarepta Therapeutics
SRPT
$1.77B
$4.22M 0.01%
56,996
-8,351
-13% -$557K
CDE icon
1119
Coeur Mining
CDE
$17.9B
$4.2M 0.01%
525,439
+170,979
+48% +$1.37M
SNP
1120
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$4.19M 0.01%
47,359
+25,861
+120% +$2.13M
TD icon
1121
Toronto Dominion Bank
TD
$200B
$4.18M 0.01%
73,641
-8,376
-10% -$490K
CUBE icon
1122
CubeSmart
CUBE
$9.41B
$4.18M 0.01%
148,259
-20,691
-12% -$564K
ETV
1123
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$4.17M 0.01%
280,355
+70,696
+34% +$1.08M
VVC
1124
DELISTED
Vectren Corporation
VVC
$4.17M 0.01%
65,240
+14,840
+29% +$918K
EHI
1125
Western Asset Global High Income Fund
EHI
$178M
$4.15M 0.01%
441,498
-79,869
-15% -$783K
43 44
45
46 47

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.