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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GPOR
1101
DELISTED
Gulfport Energy Corp.
GPOR
| $4.44M | 0.01% |
347,916
+124,798
| +56% | +$1.66M |
|
|
NHS
1102
Neuberger High Yield Strategies Fund Inc
NHS
$251M
| $4.42M | 0.01% |
376,288
-2,973
| -0.8% | -$35.4K |
|
1103
MidCap Financial Investment
MFIC
$787M
| $4.42M | 0.01% |
260,485
-12,742
| -5% | -$229K |
|
|
BNY
1104
DELISTED
BlackRock New York Municipal Income Trust
BNY
| $4.42M | 0.01% |
308,696
-32,706
| -10% | -$484K |
|
1105
Williams-Sonoma
WSM
$26.9B
| $4.41M | 0.01% |
170,550
+93,326
| +121% | +$2.38M |
|
1106
Ryder
R
$9.83B
| $4.41M | 0.01% |
52,333
-16
| -0% | -$1.31K |
|
1107
Acadia Pharmaceuticals
ACAD
$4.43B
| $4.4M | 0.01% |
146,112
-16,151
| -10% | -$516K |
|
|
BITA
1108
DELISTED
Bitauto Holdings Limited
BITA
| $4.39M | 0.01% |
137,899
+37,995
| +38% | +$1.55M |
|
|
SYNH
1109
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
| $4.38M | 0.01% |
100,521
-204,640
| -67% | -$9.56M |
|
1110
Cenovus Energy
CVE
$55.7B
| $4.38M | 0.01% |
479,463
+257,580
| +116% | +$2.5M |
|
|
WPG
1111
DELISTED
Washington Prime Group Inc.
WPG
| $4.38M | 0.01% |
68,323
+28,017
| +70% | +$1.9M |
|
1112
Innoviva
INVA
$1.55B
| $4.37M | 0.01% |
308,160
+87,101
| +39% | +$1.16M |
|
1113
Copa Holdings
CPA
$5.76B
| $4.37M | 0.01% |
32,586
-8,645
| -21% | -$1.12M |
|
|
FPF
1114
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
| $4.37M | 0.01% |
179,166
-35,418
| -17% | -$875K |
|
|
CVGW
1115
DELISTED
Calavo Growers
CVGW
| $4.37M | 0.01% |
51,708
+18,353
| +55% | +$1.35M |
|
|
HEP
1116
DELISTED
Holly Energy Partners, L.P.
HEP
| $4.34M | 0.01% |
133,682
+6,617
| +5% | +$220K |
|
|
AEGN
1117
DELISTED
Aegion Corp
AEGN
| $4.34M | 0.01% |
170,492
-21,281
| -11% | -$534K |
|
|
PSXP
1118
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
| $4.32M | 0.01% |
82,531
+69,870
| +552% | +$3.48M |
|
1119
Pilgrim's Pride
PPC
$6.51B
| $4.32M | 0.01% |
138,950
-17,154
| -11% | -$560K |
|
1120
Booz Allen Hamilton
BAH
$8.39B
| $4.31M | 0.01% |
113,130
+30,070
| +36% | +$1.14M |
|
1121
Supernus Pharmaceuticals
SUPN
$2.59B
| $4.31M | 0.01% |
108,257
-13,792
| -11% | -$545K |
|
|
LTXB
1122
DELISTED
LegacyTexas Financial Group Inc
LTXB
| $4.3M | 0.01% |
101,929
-6,524
| -6% | -$261K |
|
|
JUNO
1123
DELISTED
Juno Therapeutics, Inc.
JUNO
| $4.29M | 0.01% |
93,773
-4,626
| -5% | -$231K |
|
1124
Suburban Propane Partners
SPH
$1.24B
| $4.28M | 0.01% |
176,779
+122,307
| +225% | +$3.05M |
|
1125
STMicroelectronics
STM
$46.7B
| $4.27M | 0.01% |
195,681
-22,203
| -10% | -$491K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.