We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCD
1101
Calamos Dynamic Convertible & Income Fund
CCD
$707M
$4.35M 0.01%
226,561
+37,736
+20% +$709K
ACAD icon
1102
Acadia Pharmaceuticals
ACAD
$4.43B
$4.35M 0.01%
126,508
-8,842
-7% -$312K
ALNY icon
1103
Alnylam Pharmaceuticals
ALNY
$27.5B
$4.35M 0.01%
84,857
+5,774
+7% +$267K
CVG
1104
DELISTED
Convergys
CVG
$4.34M 0.01%
205,437
+142,567
+227% +$3.35M
ACIC icon
1105
American Coastal Insurance
ACIC
$515M
$4.32M 0.01%
271,097
+43,468
+19% +$675K
MZTI
1106
The Marzetti Company
MZTI
$2.93B
$4.31M 0.01%
33,443
-10,973
-25% -$1.47M
ITUB icon
1107
Itaú Unibanco
ITUB
$93.2B
$4.28M 0.01%
730,591
-193,657
-21% -$1.15M
WR
1108
DELISTED
Westar Energy Inc
WR
$4.28M 0.01%
78,819
-32,300
-29% -$1.76M
PRAH
1109
DELISTED
PRA Health Sciences, Inc.
PRAH
$4.28M 0.01%
65,558
+3,083
+5% +$182K
BCE icon
1110
BCE
BCE
$20.2B
$4.27M 0.01%
96,639
+59,041
+157% +$2.6M
BAC.PRL icon
1111
Bank of America Series L
BAC.PRL
$3.97B
$4.26M 0.01%
3,567
-70
-2% -$83.2K
CMTL icon
1112
Comtech Telecommunications
CMTL
$50.3M
$4.26M 0.01%
289,083
-9,294
-3% -$113K
CTB
1113
DELISTED
Cooper Tire & Rubber Co.
CTB
$4.26M 0.01%
96,034
+60,764
+172% +$2.38M
TGP
1114
DELISTED
Teekay LNG Partners L.P.
TGP
$4.26M 0.01%
242,591
-46,796
-16% -$822K
BP icon
1115
BP
BP
$116B
$4.26M 0.01%
141,378
-27,171
-16% -$826K
WWD icon
1116
Woodward
WWD
$21.3B
$4.25M 0.01%
62,575
-4,196
-6% -$290K
SCI icon
1117
Service Corp International
SCI
$11.7B
$4.25M 0.01%
137,488
+651
+0.5% +$19.6K
NGL icon
1118
NGL Energy Partners
NGL
$2.05B
$4.24M 0.01%
187,821
+136,279
+264% +$3.12M
SPB icon
1119
Spectrum Brands
SPB
$2.04B
$4.24M 0.01%
30,491
-4,329
-12% -$575K
NPTN
1120
DELISTED
NEOPHOTONICS CORP
NPTN
$4.22M 0.01%
468,678
+334,747
+250% +$3.49M
WFC.PRL icon
1121
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$4.21M 0.01%
3,397
-111
-3% -$135K
ISD
1122
PGIM High Yield Bond Fund
ISD
$415M
$4.19M 0.01%
272,601
-47,042
-15% -$734K
VALE icon
1123
Vale
VALE
$64.1B
$4.19M 0.01%
440,465
-129,032
-23% -$1.28M
BGC icon
1124
BGC Group
BGC
$5.45B
$4.17M 0.01%
570,391
-69,014
-11% -$496K
FTR
1125
DELISTED
Frontier Communications Corp.
FTR
$4.17M 0.01%
129,746
-736,907
-85% -$33.8M
43 44
45
46 47

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.