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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-3.25%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 4 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
| 5 |
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
|
+$34.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NE
1101
DELISTED
Noble Corporation
NE
| $4.24M | 0.01% |
669,013
-70,739
| -10% | -$476K |
|
1102
Hain Celestial
HAIN
$46.1M
| $4.24M | 0.01% |
119,206
+31,547
| +36% | +$1.38M |
|
|
MHI
1103
DELISTED
Pioneer Municipal High Income Fund
MHI
| $4.24M | 0.01% |
321,550
+28,241
| +10% | +$389K |
|
|
HEP
1104
DELISTED
Holly Energy Partners, L.P.
HEP
| $4.22M | 0.01% |
124,530
-16,921
| -12% | -$574K |
|
1105
Vale
VALE
$63.2B
| $4.22M | 0.01% |
767,356
-38,842
| -5% | -$213K |
|
|
NTG
1106
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
| $4.21M | 0.01% |
21,085
-5,041
| -19% | -$972K |
|
|
CSC
1107
DELISTED
Computer Sciences
CSC
| $4.21M | 0.01% |
80,714
-1,937
| -2% | -$93.6K |
|
|
POT
1108
DELISTED
Potash Corp Of Saskatchewan
POT
| $4.21M | 0.01% |
258,454
+174,652
| +208% | +$2.88M |
|
1109
Agios Pharmaceuticals
AGIO
$1.85B
| $4.21M | 0.01% |
79,656
+14,617
| +22% | +$637K |
|
1110
Teradyne
TER
$63.4B
| $4.2M | 0.01% |
194,807
+23,844
| +14% | +$492K |
|
|
ROIC
1111
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $4.2M | 0.01% |
191,150
+69,914
| +58% | +$1.55M |
|
1112
Reinsurance Group of America
RGA
$15.5B
| $4.19M | 0.01% |
38,818
+2,565
| +7% | +$262K |
|
1113
Benchmark Electronics
BHE
$3.07B
| $4.18M | 0.01% |
167,675
+242
| +0.1% | +$5.73K |
|
|
SWC
1114
DELISTED
Stillwater Mining Co
SWC
| $4.18M | 0.01% |
312,907
-480,841
| -61% | -$6.46M |
|
1115
Matsons
MATX
$6.48B
| $4.18M | 0.01% |
104,818
+19,803
| +23% | +$734K |
|
|
CCEC
1116
Capital Clean Energy Carriers
CCEC
$1.37B
| $4.18M | 0.01% |
183,003
+132,909
| +265% | +$3.2M |
|
|
ETO
1117
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$518M
| $4.17M | 0.01% |
192,644
+23,809
| +14% | +$529K |
|
1118
Hawaiian Electric Industries
HE
$2.19B
| $4.17M | 0.01% |
139,873
+65,745
| +89% | +$2.02M |
|
|
CEN
1119
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
| $4.17M | 0.01% |
35,452
-1,043
| -3% | -$119K |
|
1120
Copa Holdings
CPA
$6.04B
| $4.16M | 0.01% |
47,335
+2,385
| +5% | +$181K |
|
1121
SM Energy
SM
$7.46B
| $4.16M | 0.01% |
107,840
-7,060
| -6% | -$226K |
|
1122
GameStop
GME
$8.53B
| $4.15M | 0.01% |
602,208
+88,260
| +17% | +$643K |
|
|
AGR
1123
DELISTED
Avangrid, Inc.
AGR
| $4.15M | 0.01% |
99,303
-23,628
| -19% | -$1.03M |
|
|
LSXMK
1124
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
| $4.15M | 0.01% |
162,988
-44,845
| -22% | -$1.13M |
|
1125
Acadia Pharmaceuticals
ACAD
$4.45B
| $4.13M | 0.01% |
129,878
+8,083
| +7% | +$274K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.