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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDF
1101
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
$4.45M 0.01%
372,970
-102,019
-21% -$1.38M
NMA
1102
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$4.44M 0.01%
333,524
-19,253
-5% -$254K
DBL
1103
DoubleLine Opportunistic Credit Fund
DBL
$280M
$4.43M 0.01%
178,169
-79,010
-31% -$1.88M
COTY icon
1104
Coty
COTY
$2.47B
$4.42M 0.01%
163,455
-68,637
-30% -$1.95M
HQCL
1105
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$4.42M 0.01%
352,115
-69,383
-16% -$870K
MFL
1106
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$4.42M 0.01%
312,850
-18,954
-6% -$267K
SAGE
1107
DELISTED
Sage Therapeutics
SAGE
$4.41M 0.01%
104,163
+73,722
+242% +$4.54M
VGI
1108
Virtus Global Multi-Sector Income Fund
VGI
$83.3M
$4.4M 0.01%
308,054
-32,050
-9% -$482K
BRFS
1109
DELISTED
BRF SA
BRFS
$4.4M 0.01%
247,499
-7,404
-3% -$145K
ARIA
1110
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$4.4M 0.01%
753,679
-91,936
-11% -$708K
HMN icon
1111
Horace Mann Educators
HMN
$2.12B
$4.39M 0.01%
132,294
-71,015
-35% -$2.46M
ACHN
1112
DELISTED
Achillion Pharmaceuticals
ACHN
$4.38M 0.01%
633,998
+290,066
+84% +$2.36M
WCC
1113
WESCO International
WCC
$17.9B
$4.38M 0.01%
94,211
-219,008
-70% -$12.7M
BSJJ
1114
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$4.38M 0.01%
185,634
-2,306
-1% -$56.4K
CLDX icon
1115
Celldex Therapeutics
CLDX
$3.28B
$4.37M 0.01%
27,627
+3,942
+17% +$1.12M
FEI
1116
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$4.37M 0.01%
274,698
+49,537
+22% +$852K
TDAY
1117
USA Today Co
TDAY
$1.07B
$4.37M 0.01%
282,499
-38,196
-12% -$613K
ATO icon
1118
Atmos Energy
ATO
$28.9B
$4.36M 0.01%
74,872
+2,159
+3% +$119K
MORE
1119
DELISTED
Monogram Residential Trust, Inc.
MORE
$4.35M 0.01%
467,363
+16,043
+4% +$150K
COR
1120
DELISTED
Coresite Realty Corporation
COR
$4.35M 0.01%
84,526
+3,173
+4% +$156K
ETP
1121
DELISTED
Energy Transfer Partners, L.P.
ETP
$4.34M 0.01%
151,484
+41,455
+38% +$1.41M
BMS
1122
DELISTED
Bemis
BMS
$4.34M 0.01%
109,563
-9,196
-8% -$404K
QIHU
1123
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$4.3M 0.01%
89,940
-13,689
-13% -$770K
BTA
1124
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$4.3M 0.01%
390,570
+19,202
+5% +$210K
HSNI
1125
DELISTED
HSN, Inc.
HSNI
$4.29M 0.01%
75,042
-8,575
-10% -$558K
43 44
45
46 47

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.