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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBEP
1101
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$6.12M 0.01%
300,963
+40,615
+16% +$892K
TIP icon
1102
iShares TIPS Bond ETF
TIP
$14.5B
$6.11M 0.01%
54,513
+12,757
+31% +$1.46M
WCG
1103
DELISTED
Wellcare Health Plans, Inc.
WCG
$6.1M 0.01%
101,039
+59,879
+145% +$3.97M
MHD icon
1104
BlackRock MuniHoldings Fund
MHD
$601M
$6.07M 0.01%
377,171
+40,415
+12% +$646K
DPO
1105
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$6.07M 0.01%
455,217
+34,936
+8% +$472K
NRK icon
1106
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$897M
$6.03M 0.01%
470,659
-17,157
-4% -$223K
CPRT icon
1107
Copart
CPRT
$27.2B
$6.02M 0.01%
1,536,952
-231,392
-13% -$987K
FICO icon
1108
Fair Isaac
FICO
$22.6B
$6.01M 0.01%
109,047
-3,609
-3% -$213K
AJG icon
1109
Arthur J. Gallagher & Co
AJG
$63.5B
$5.98M 0.01%
131,944
+40,678
+45% +$1.87M
RPM icon
1110
RPM International
RPM
$14.2B
$5.93M 0.01%
129,531
+5,938
+5% +$272K
IRR
1111
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$5.91M 0.01%
569,929
+49,749
+10% +$547K
IGSB icon
1112
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$5.89M 0.01%
111,974
-57,116
-34% -$3.01M
SBRA icon
1113
Sabra Healthcare REIT
SBRA
$5.2B
$5.89M 0.01%
242,133
+133,798
+124% +$3.71M
BGX
1114
Blackstone Long-Short Credit Income Fund
BGX
$137M
$5.87M 0.01%
351,625
-41,593
-11% -$716K
NXG
1115
NXG NextGen Infrastructure Income Fund
NXG
$331M
$5.87M 0.01%
53,603
+14,572
+37% +$1.66M
SSL icon
1116
Sasol
SSL
$7.21B
$5.86M 0.01%
107,541
+30,113
+39% +$1.74M
SUNE
1117
PUT
DELISTED
SUNEDISON, INC COM
SUNE
$5.86M 0.01%
310,300
+81,500
+36% +$1.75M
SJNK icon
1118
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$5.84M 0.01%
194,965
-24,599
-11% -$748K
DPZ icon
1119
Domino's
DPZ
$12.1B
$5.83M 0.01%
75,779
-4,047
-5% -$302K
MDP
1120
DELISTED
Meredith Corporation
MDP
$5.82M 0.01%
135,806
+93,634
+222% +$4.36M
LNG icon
1121
Cheniere Energy
LNG
$54.1B
$5.8M 0.01%
72,412
-8,114
-10% -$619K
NPSP
1122
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$5.8M 0.01%
222,925
+52,501
+31% +$1.51M
GLD icon
1123
SPDR Gold Trust
GLD
$132B
$5.79M 0.01%
49,791
+2,581
+5% +$318K
HCR
1124
DELISTED
Hi-Crush Inc. Common Stock
HCR
$5.77M 0.01%
111,853
+43,574
+64% +$2.72M
TDS icon
1125
Telephone and Data Systems
TDS
$3.92B
$5.75M 0.01%
239,980
+45,381
+23% +$1.15M
43 44
45
46 47

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.