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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARWR icon
1076
Arrowhead Research
ARWR
$12.4B
$1.09M 0.01%
40,559
+788
+2% +$24.1K
ADX icon
1077
Adams Diversified Equity Fund
ADX
$3.2B
$1.08M 0.01%
65,112
+4,530
+7% +$77.9K
ELP
1078
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$1.08M 0.01%
153,879
+1,975
+1% +$13.7K
BTX
1079
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$1.08M 0.01%
154,619
+38,020
+33% +$290K
SFNC icon
1080
Simmons First National
SFNC
$3.39B
$1.08M 0.01%
63,398
-3,308
-5% -$59.7K
TECH icon
1081
Bio-Techne
TECH
$11.3B
$1.07M 0.01%
15,780
-249
-2% -$19.7K
FMC icon
1082
FMC
FMC
$1.33B
$1.07M 0.01%
16,021
-5,545
-26% -$480K
DEN
1083
DELISTED
Denbury Inc.
DEN
$1.07M 0.01%
10,947
+6,696
+158% +$606K
AXON
1084
Axon Enterprise
AXON
$46.4B
$1.07M 0.01%
5,386
-738
-12% -$145K
TXT icon
1085
Textron
TXT
$15.4B
$1.07M 0.01%
13,700
-13,596
-50% -$1.01M
SMCI icon
1086
Super Micro Computer
SMCI
$20.1B
$1.07M 0.01%
38,940
+13,570
+53% +$378K
TYL icon
1087
Tyler Technologies
TYL
$12.8B
$1.06M 0.01%
2,747
+36
+1% +$14.1K
ALE
1088
DELISTED
Allete
ALE
$1.06M 0.01%
20,057
-593
-3% -$33.4K
ETRN
1089
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$1.05M 0.01%
112,327
+837
+0.8% +$7.99K
ETSY icon
1090
Etsy
ETSY
$7.85B
$1.05M 0.01%
16,272
+2,831
+21% +$223K
NTR icon
1091
Nutrien
NTR
$30.7B
$1.05M 0.01%
16,988
-22,371
-57% -$1.42M
FMX icon
1092
Fomento Económico Mexicano
FMX
$41.7B
$1.05M 0.01%
9,609
-5,353
-36% -$594K
AMX icon
1093
America Movil
AMX
$71.2B
$1.05M 0.01%
60,370
+10,569
+21% +$207K
VBF icon
1094
Invesco Bond Fund
VBF
$169M
$1.04M 0.01%
72,163
+12,203
+20% +$181K
MTN icon
1095
Vail Resorts
MTN
$5.3B
$1.04M 0.01%
4,683
+1,265
+37% +$300K
BPMC
1096
DELISTED
Blueprint Medicines
BPMC
$1.04M 0.01%
20,661
-759
-4% -$40.6K
KLIC icon
1097
Kulicke & Soffa
KLIC
$4.78B
$1.04M 0.01%
21,325
+1,783
+9% +$94.5K
OGS icon
1098
ONE Gas
OGS
$5.04B
$1.04M 0.01%
15,184
-9,208
-38% -$696K
IGA
1099
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$1.03M 0.01%
124,536
-69,929
-36% -$587K
EQX icon
1100
Equinox Gold
EQX
$13.5B
$1.03M 0.01%
244,360
-112,472
-32% -$543K
42 43
44
45 46

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.