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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGP
1076
PIMCO Global StockPLUS & Income Fund
PGP
$100M
$1.18M 0.01%
170,114
-4,425
-3% -$30.3K
HFWA icon
1077
Heritage Financial
HFWA
$1.21B
$1.18M 0.01%
+38,436
New +$1.2M
NBW
1078
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.18M 0.01%
104,138
-9,134
-8% -$97.5K
DINO icon
1079
HF Sinclair
DINO
$14.5B
$1.18M 0.01%
22,676
-30,868
-58% -$1.78M
CCOI icon
1080
Cogent Communications
CCOI
$508M
$1.18M 0.01%
20,590
-2,086
-9% -$114K
SM icon
1081
SM Energy
SM
$6.87B
$1.18M 0.01%
33,740
+8,830
+35% +$367K
DOCU
1082
DocuSign
DOCU
$11.5B
$1.17M 0.01%
21,178
-34,369
-62% -$1.67M
CVI icon
1083
CVR Energy
CVI
$3.13B
$1.17M 0.01%
37,450
+11,500
+44% +$408K
CEM
1084
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.17M 0.01%
35,049
+8,375
+31% +$283K
ARGX icon
1085
argenx
ARGX
$54.1B
$1.17M 0.01%
3,084
-2,907
-49% -$1.09M
RUSHA icon
1086
Rush Enterprises Class A
RUSHA
$6.22B
$1.17M 0.01%
33,477
+14,500
+76% +$481K
FLRN icon
1087
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$1.16M 0.01%
38,237
+5,013
+15% +$152K
NBHC icon
1088
National Bank Holdings
NBHC
$1.9B
$1.16M 0.01%
27,620
+3,017
+12% +$130K
DFP
1089
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$1.16M 0.01%
62,002
+12,818
+26% +$245K
KBR icon
1090
KBR
KBR
$4.8B
$1.16M 0.01%
21,963
+9,596
+78% +$478K
WEN icon
1091
Wendy's
WEN
$1.46B
$1.15M 0.01%
50,996
-5,170
-9% -$110K
NTRS icon
1092
Northern Trust
NTRS
$33.9B
$1.15M 0.01%
13,025
+2,190
+20% +$192K
RJF icon
1093
Raymond James Financial
RJF
$34B
$1.15M 0.01%
10,780
-1,859
-15% -$209K
PTC icon
1094
PTC
PTC
$16B
$1.15M 0.01%
9,586
+2,880
+43% +$345K
CPAY icon
1095
Corpay
CPAY
$25.7B
$1.15M 0.01%
6,257
+258
+4% +$47.3K
PEB icon
1096
Pebblebrook Hotel Trust
PEB
$2.05B
$1.15M 0.01%
85,681
+26,743
+45% +$409K
HOPE icon
1097
Hope Bancorp
HOPE
$1.79B
$1.14M 0.01%
+89,321
New +$1.18M
LSTR icon
1098
Landstar System
LSTR
$6.21B
$1.14M 0.01%
7,014
+3,409
+95% +$547K
USFD icon
1099
US Foods
USFD
$24B
$1.14M 0.01%
33,402
+55
+0.2% +$1.76K
BANF icon
1100
BancFirst
BANF
$3.8B
$1.13M 0.01%
12,802
-742
-5% -$70.1K
42 43
44
45 46

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.