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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLM icon
1076
SLM Corp
SLM
$5.15B
$1.91M 0.01%
108,613
-7,093
-6% -$133K
NXQ
1077
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$1.91M 0.01%
122,460
-4,498
-4% -$72.1K
BABA icon
1078
Alibaba
BABA
$308B
$1.91M 0.01%
12,875
-5,890
-31% -$1.07M
OR icon
1079
OR Royalties Inc
OR
$6.2B
$1.9M 0.01%
169,290
-76
-0% -$952
CIT
1080
DELISTED
CIT Group Inc.
CIT
$1.89M 0.01%
36,447
-6,428
-15% -$329K
MUE
1081
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.89M 0.01%
136,733
-2,786
-2% -$40.2K
MUI
1082
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.89M 0.01%
123,991
-58,775
-32% -$929K
GMAB icon
1083
Genmab
GMAB
$19.5B
$1.88M 0.01%
43,055
-1,030
-2% -$46.2K
IWN icon
1084
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.88M 0.01%
11,735
– –
DEO icon
1085
Diageo
DEO
$53.6B
$1.88M 0.01%
9,740
-945
-9% -$183K
WOR icon
1086
Worthington Enterprises
WOR
$2.86B
$1.88M 0.01%
57,798
+40,786
+240% +$1.47M
LBRT icon
1087
Liberty Energy
LBRT
$3.25B
$1.86M 0.01%
153,524
+13,341
+10% +$148K
CNX icon
1088
CNX Resources
CNX
$5.2B
$1.85M 0.01%
146,710
-25,534
-15% -$309K
STL
1089
DELISTED
Sterling Bancorp
STL
$1.85M 0.01%
74,071
-12,508
-14% -$283K
BLD
1090
DELISTED
TopBuild
BLD
$1.84M 0.01%
9,004
-776
-8% -$163K
WLL
1091
DELISTED
Whiting Petroleum Corporation
WLL
$1.84M 0.01%
31,549
– –
UAL icon
1092
United Airlines
UAL
$42.1B
$1.84M 0.01%
38,625
+3,097
+9% +$146K
G icon
1093
Genpact
G
$5.76B
$1.83M 0.01%
38,611
+2,839
+8% +$141K
VNO icon
1094
Vornado Realty Trust
VNO
$7.38B
$1.83M 0.01%
43,619
-52,669
-55% -$2.27M
PPD
1095
DELISTED
PPD, Inc. Common Stock
PPD
$1.83M 0.01%
39,090
+7,882
+25% +$365K
AJRD
1096
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$1.82M 0.01%
41,903
-553
-1% -$24.7K
BIT icon
1097
BlackRock Multi-Sector Income Trust
BIT
$702M
$1.82M 0.01%
97,394
-18,391
-16% -$343K
FDS icon
1098
Factset
FDS
$10.2B
$1.82M 0.01%
4,614
+789
+21% +$287K
DISH
1099
DELISTED
DISH Network Corp.
DISH
$1.82M 0.01%
41,801
-47,674
-53% -$2.03M
VUZI icon
1100
Vuzix
VUZI
$224M
$1.81M 0.01%
+172,882
New +$2.31M
42 43
44
45 46

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.