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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOLD
1076
DELISTED
Amicus Therapeutics
FOLD
$1.84M 0.01%
186,560
+45,862
+33% +$710K
VOD icon
1077
Vodafone
VOD
$37.4B
$1.84M 0.01%
100,030
+3,394
+4% +$61.4K
X
1078
DELISTED
US Steel
X
$1.84M 0.01%
70,412
+16,163
+30% +$319K
FBIN icon
1079
Fortune Brands Innovations
FBIN
$6.06B
$1.83M 0.01%
22,397
-35,878
-62% -$2.72M
CC icon
1080
Chemours
CC
$2.37B
$1.82M 0.01%
65,309
-19,610
-23% -$522K
BTA
1081
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$1.82M 0.01%
143,737
+16,942
+13% +$216K
JBGS
1082
JBG SMITH
JBGS
$708M
$1.82M 0.01%
57,234
-77,745
-58% -$2.46M
CEM
1083
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.82M 0.01%
77,821
+10,631
+16% +$225K
DISCK
1084
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.82M 0.01%
49,262
+3,950
+9% +$168K
POST icon
1085
Post Holdings
POST
$3.57B
$1.81M 0.01%
26,165
-8,901
-25% -$583K
DRI icon
1086
Darden Restaurants
DRI
$24.4B
$1.81M 0.01%
12,734
+1,710
+16% +$225K
ADNT icon
1087
Adient
ADNT
$1.5B
$1.81M 0.01%
40,902
+8,849
+28% +$334K
WTRG icon
1088
Essential Utilities
WTRG
$11.4B
$1.81M 0.01%
40,376
-82,183
-67% -$3.71M
ISBC
1089
DELISTED
Investors Bancorp, Inc.
ISBC
$1.81M 0.01%
123,032
+28,901
+31% +$373K
RDS.A
1090
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.81M 0.01%
46,066
-7,165
-13% -$288K
MGM icon
1091
MGM Resorts International
MGM
$11.2B
$1.8M 0.01%
47,476
+5,181
+12% +$181K
HPF
1092
John Hancock Preferred Income Fund II
HPF
$345M
$1.79M 0.01%
85,864
+35,743
+71% +$678K
TXNM
1093
TXNM Energy Inc
TXNM
$5.94B
$1.78M 0.01%
36,357
+9,833
+37% +$477K
BBF
1094
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$1.78M 0.01%
127,827
+35,672
+39% +$490K
GSK icon
1095
GSK
GSK
$106B
$1.77M 0.01%
39,770
-3,488
-8% -$158K
DVN icon
1096
Devon Energy
DVN
$47.3B
$1.76M 0.01%
80,748
+112
+0.1% +$2.31K
CDK
1097
DELISTED
CDK Global, Inc.
CDK
$1.76M 0.01%
32,656
+1,799
+6% +$93.3K
ENIC icon
1098
Enel Chile
ENIC
$6.28B
$1.75M 0.01%
447,018
+40,324
+10% +$159K
RDWR icon
1099
Radware
RDWR
$1.19B
$1.75M 0.01%
67,169
-36,706
-35% -$1M
ZTR
1100
Virtus Total Return Fund
ZTR
$339M
$1.75M 0.01%
190,129
+64,940
+52% +$579K
42 43
44
45 46

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.