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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLNX
1076
DELISTED
Mellanox Technologies, Ltd.
MLNX
$1.83M 0.01%
15,584
+3,365
+28% +$382K
IAE
1077
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.5M
$1.82M 0.01%
213,795
-70,894
-25% -$590K
APA icon
1078
APA Corp
APA
$12.3B
$1.81M 0.01%
70,902
-33,664
-32% -$762K
FSM icon
1079
Fortuna Silver Mines
FSM
$2.91B
$1.81M 0.01%
444,607
+71,109
+19% +$233K
FTS icon
1080
Fortis
FTS
$28.8B
$1.81M 0.01%
43,643
+38,264
+711% +$1.56M
DAR icon
1081
Darling Ingredients
DAR
$9.19B
$1.81M 0.01%
64,583
-5
-0% -$111
NJR icon
1082
New Jersey Resources
NJR
$5.62B
$1.81M 0.01%
40,684
+2,813
+7% +$122K
HSIC icon
1083
Henry Schein
HSIC
$9.98B
$1.81M 0.01%
27,123
-25,574
-49% -$1.69M
NWE icon
1084
NorthWestern Energy
NWE
$4.25B
$1.81M 0.01%
25,211
-2,957
-10% -$213K
SNV
1085
DELISTED
Synovus
SNV
$1.8M 0.01%
45,982
+13,333
+41% +$490K
TKR icon
1086
Timken Company
TKR
$9.1B
$1.8M 0.01%
31,910
-1,447
-4% -$73.1K
PPC icon
1087
Pilgrim's Pride
PPC
$6.33B
$1.79M 0.01%
54,858
-70,918
-56% -$2.21M
RACE icon
1088
Ferrari
RACE
$71.5B
$1.78M 0.01%
10,753
+27
+0.3% +$4.37K
ENBL
1089
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$1.77M 0.01%
176,760
-28,167
-14% -$287K
JTD
1090
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$1.77M 0.01%
102,123
+23,787
+30% +$406K
WTFC icon
1091
Wintrust Financial
WTFC
$10.9B
$1.76M 0.01%
24,804
-1,921
-7% -$128K
BFY
1092
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$1.76M 0.01%
121,872
+22,827
+23% +$327K
AIF
1093
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.75M 0.01%
116,083
+15,078
+15% +$223K
VGR
1094
DELISTED
Vector Group Ltd.
VGR
$1.75M 0.01%
184,202
-71,922
-28% -$629K
BBK
1095
DELISTED
Blackrock Municipal Bond Trust
BBK
$1.75M 0.01%
112,507
+49,462
+78% +$766K
SAGE
1096
DELISTED
Sage Therapeutics
SAGE
$1.74M 0.01%
24,087
– –
WEX icon
1097
WEX
WEX
$6.42B
$1.74M 0.01%
8,292
-1,508
-15% -$302K
BBF
1098
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$1.74M 0.01%
129,546
+10,237
+9% +$143K
AKAM icon
1099
Akamai
AKAM
$17.9B
$1.73M 0.01%
20,033
-14,762
-42% -$1.29M
IRT icon
1100
Independence Realty Trust
IRT
$4.03B
$1.73M 0.01%
122,693
-27,171
-18% -$396K
42 43
44
45 46

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.