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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VC icon
1076
Visteon
VC
$2.75B
$2.65M 0.02%
28,545
+20,059
+236% +$2.32M
MDSO
1077
DELISTED
Medidata Solutions, Inc.
MDSO
$2.65M 0.02%
36,178
-6,360
-15% -$509K
MZTI
1078
The Marzetti Company
MZTI
$3.02B
$2.65M 0.02%
17,767
+8,123
+84% +$1.21M
FSD
1079
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.65M 0.02%
179,669
-39,096
-18% -$576K
BMO icon
1080
Bank of Montreal
BMO
$127B
$2.65M 0.02%
32,133
-1,901
-6% -$153K
AVK
1081
Advent Convertible and Income Fund
AVK
$560M
$2.64M 0.02%
173,171
+49,637
+40% +$754K
PDT
1082
John Hancock Premium Dividend Fund
PDT
$622M
$2.64M 0.02%
162,761
+11,925
+8% +$193K
DMB
1083
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$2.64M 0.02%
212,558
+32,078
+18% +$403K
STAY
1084
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$2.63M 0.02%
130,100
-2,033
-2% -$42.3K
GPM
1085
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$2.63M 0.02%
298,759
-423,000
-59% -$3.74M
AMCX icon
1086
AMC Global Media
AMCX
$490M
$2.62M 0.02%
39,503
-13,803
-26% -$861K
HIW icon
1087
Highwoods Properties
HIW
$3.47B
$2.62M 0.02%
55,399
-8,918
-14% -$440K
GDXJ icon
1088
VanEck Junior Gold Miners ETF
GDXJ
$7.86B
$2.61M 0.02%
95,526
+9,141
+11% +$271K
ONB icon
1089
Old National Bancorp
ONB
$10.2B
$2.61M 0.02%
135,376
+13,379
+11% +$263K
JGH icon
1090
Nuveen Global High Income Fund
JGH
$355M
$2.61M 0.02%
167,427
+31,290
+23% +$490K
MIC
1091
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$2.61M 0.02%
56,491
+535
+1% +$24.5K
ING icon
1092
ING
ING
$102B
$2.6M 0.02%
200,754
+74,106
+59% +$1.04M
TIVO
1093
DELISTED
Tivo Inc
TIVO
$2.6M 0.02%
209,105
+17,073
+9% +$221K
WRI
1094
DELISTED
Weingarten Realty Investors
WRI
$2.6M 0.02%
87,435
+27,754
+47% +$843K
BTZ icon
1095
BlackRock Credit Allocation Income Trust
BTZ
$947M
$2.6M 0.02%
212,479
+12,960
+6% +$159K
MAV
1096
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$2.6M 0.02%
243,732
+51,027
+26% +$560K
HTH icon
1097
Hilltop Holdings
HTH
$2.25B
$2.6M 0.02%
128,665
+33
+0% +$698
CRI icon
1098
Carter's
CRI
$1.48B
$2.58M 0.02%
26,193
+22,415
+593% +$2.37M
APA icon
1099
APA Corp
APA
$12.9B
$2.58M 0.02%
54,057
-3,145
-5% -$142K
MKSI icon
1100
MKS Inc
MKSI
$19.7B
$2.57M 0.02%
32,063
-4,461
-12% -$408K
42 43
44
45 46

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.