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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARRS
1076
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$4.89M 0.01%
171,809
+29,722
+21% +$823K
VSM
1077
DELISTED
Versum Materials, Inc.
VSM
$4.88M 0.01%
125,848
+8,034
+7% +$287K
SUPN icon
1078
Supernus Pharmaceuticals
SUPN
$2.59B
$4.88M 0.01%
122,049
+16,896
+16% +$731K
CMP icon
1079
Compass Minerals
CMP
$1.23B
$4.88M 0.01%
75,177
-12,316
-14% -$823K
CZR
1080
DELISTED
Caesars Entertainment Corporation
CZR
$4.87M 0.01%
364,571
+124,240
+52% +$1.51M
ING icon
1081
ING
ING
$99.8B
$4.86M 0.01%
264,050
+10,241
+4% +$185K
VGM icon
1082
Invesco Trust Investment Grade Municipals
VGM
$548M
$4.86M 0.01%
362,647
-38,031
-9% -$516K
BKCC
1083
DELISTED
BlackRock Capital Investment Corporation
BKCC
$4.84M 0.01%
645,758
-76,991
-11% -$568K
BUD icon
1084
AB InBev
BUD
$167B
$4.84M 0.01%
40,563
-17,908
-31% -$2.1M
KYN icon
1085
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$4.81M 0.01%
264,684
+12,766
+5% +$229K
BLD
1086
DELISTED
TopBuild
BLD
$4.8M 0.01%
73,713
+4,017
+6% +$227K
GPK icon
1087
Graphic Packaging
GPK
$3.17B
$4.8M 0.01%
344,012
-17,207
-5% -$231K
BRSL
1088
Brightstar Lottery PLC
BRSL
$1.84B
$4.8M 0.01%
195,429
+93,504
+92% +$1.91M
OA
1089
DELISTED
Orbital ATK, Inc.
OA
$4.8M 0.01%
36,049
-124,668
-78% -$13.7M
EVT icon
1090
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$4.79M 0.01%
216,436
+4,772
+2% +$105K
HA
1091
DELISTED
Hawaiian Holdings, Inc.
HA
$4.75M 0.01%
126,597
+16,313
+15% +$692K
BPOP icon
1092
Popular Inc
BPOP
$11.2B
$4.75M 0.01%
132,215
-12,406
-9% -$502K
SPB icon
1093
Spectrum Brands
SPB
$2.04B
$4.74M 0.01%
44,759
+18,010
+67% +$2.02M
SJR
1094
DELISTED
Shaw Communications Inc.
SJR
$4.74M 0.01%
206,304
-1,391
-0.7% -$30.9K
WPC icon
1095
W.P. Carey
WPC
$16.8B
$4.74M 0.01%
71,831
+16,218
+29% +$1.08M
NKTR icon
1096
Nektar Therapeutics
NKTR
$2.39B
$4.74M 0.01%
13,169
-2,620
-17% -$820K
CVLT icon
1097
Commault Systems
CVLT
$4.88B
$4.73M 0.01%
77,851
+7,048
+10% +$421K
JCAP
1098
DELISTED
Jernigan Capital, Inc.
JCAP
$4.72M 0.01%
229,898
+69,542
+43% +$1.43M
USCR
1099
DELISTED
U S Concrete, Inc.
USCR
$4.72M 0.01%
61,805
+55,501
+880% +$4.26M
GME icon
1100
GameStop
GME
$9.75B
$4.72M 0.01%
912,976
+24,120
+3% +$125K
42 43
44
45 46

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.