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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAG
1076
DELISTED
AMAG Pharmaceuticals
AMAG
$4.4M 0.01%
126,556
+40,149
+46% +$1.2M
BKCC
1077
DELISTED
BlackRock Capital Investment Corporation
BKCC
$4.4M 0.01%
632,542
+137,392
+28% +$1.03M
GEF icon
1078
Greif
GEF
$5.08B
$4.39M 0.01%
85,637
-42,281
-33% -$2.15M
PKY
1079
DELISTED
Parkway, Inc.
PKY
$4.39M 0.01%
197,331
-479,739
-71% -$9.07M
CHW
1080
Calamos Global Dynamic Income Fund
CHW
$542M
$4.39M 0.01%
629,480
+31,012
+5% +$222K
BBD icon
1081
Banco Bradesco
BBD
$37.9B
$4.38M 0.01%
971,474
+196,933
+25% +$924K
CPA icon
1082
Copa Holdings
CPA
$5.98B
$4.38M 0.01%
48,183
+848
+2% +$76.9K
KND
1083
DELISTED
Kindred Healthcare
KND
$4.37M 0.01%
556,391
+132,324
+31% +$1.09M
EXTN
1084
DELISTED
Exterran Corporation
EXTN
$4.35M 0.01%
181,988
+4,940
+3% +$93.6K
VALE icon
1085
Vale
VALE
$63.1B
$4.34M 0.01%
569,497
-197,859
-26% -$1.45M
QTS
1086
DELISTED
QTS REALTY TRUST, INC.
QTS
$4.34M 0.01%
87,387
+23,156
+36% +$1.12M
SU icon
1087
Suncor Energy
SU
$76.1B
$4.33M 0.01%
132,547
-22,587
-15% -$692K
PAA icon
1088
Plains All American Pipeline
PAA
$16.6B
$4.28M 0.01%
132,688
-15,339
-10% -$485K
MPT
1089
Medical Properties Trust
MPT
$2.78B
$4.28M 0.01%
347,981
-158,928
-31% -$2.06M
ANDX
1090
DELISTED
Andeavor Logistics LP
ANDX
$4.28M 0.01%
84,196
+11,257
+15% +$532K
GLO
1091
Clough Global Opportunities Fund
GLO
$255M
$4.28M 0.01%
477,913
-122,853
-20% -$1.11M
SPB icon
1092
Spectrum Brands
SPB
$2.09B
$4.26M 0.01%
34,820
-3,418
-9% -$437K
AEGN
1093
DELISTED
Aegion Corp
AEGN
$4.26M 0.01%
179,652
+26,119
+17% +$580K
BAC.PRL icon
1094
Bank of America Series L
BAC.PRL
$3.98B
$4.24M 0.01%
3,637
-40
-1% -$47.6K
ARCB icon
1095
ArcBest
ARCB
$3.23B
$4.22M 0.01%
152,789
+10,163
+7% +$261K
ALKS icon
1096
Alkermes
ALKS
$8.33B
$4.22M 0.01%
75,873
-27,806
-27% -$1.49M
MTH icon
1097
Meritage Homes
MTH
$4.86B
$4.22M 0.01%
242,328
+93,452
+63% +$1.62M
BGC icon
1098
BGC Group
BGC
$5.25B
$4.21M 0.01%
639,405
+252,635
+65% +$1.53M
MATV icon
1099
Mativ Holdings
MATV
$507M
$4.19M 0.01%
92,020
-26,804
-23% -$1.09M
TGP
1100
DELISTED
Teekay LNG Partners L.P.
TGP
$4.18M 0.01%
289,387
+133,676
+86% +$1.99M
42 43
44
45 46

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.