We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHW
1076
Calamos Global Dynamic Income Fund
CHW
$542M
$4.3M 0.01%
611,010
-12,012
-2% -$78.7K
ARCC icon
1077
Ares Capital
ARCC
$13.9B
$4.29M 0.01%
288,847
+12,116
+4% +$167K
MHN
1078
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$4.29M 0.01%
285,087
+23,294
+9% +$345K
PGEN icon
1079
Precigen
PGEN
$2.46B
$4.28M 0.01%
127,506
-89,914
-41% -$2.83M
AX icon
1080
Axos Financial
AX
$5.89B
$4.28M 0.01%
200,477
-50,462
-20% -$914K
GES
1081
DELISTED
Guess Inc
GES
$4.26M 0.01%
226,911
+15,954
+8% +$307K
EVR icon
1082
Evercore
EVR
$12.3B
$4.25M 0.01%
82,200
-7,557
-8% -$361K
IPXL
1083
DELISTED
Impax Laboratories, Inc.
IPXL
$4.25M 0.01%
132,730
-42,827
-24% -$1.51M
DCT
1084
DELISTED
DCT Industrial Trust Inc.
DCT
$4.24M 0.01%
107,413
+13,734
+15% +$503K
RPM icon
1085
RPM International
RPM
$14.9B
$4.24M 0.01%
89,491
-20,908
-19% -$866K
HTGC icon
1086
Hercules Capital
HTGC
$3.12B
$4.23M 0.01%
351,935
+34,734
+11% +$386K
AAN.A
1087
DELISTED
The Aaron's Company Inc Class A
AAN.A
$4.22M 0.01%
168,313
+30,493
+22% +$765K
HAIN icon
1088
Hain Celestial
HAIN
$50.3M
$4.22M 0.01%
103,229
+22,686
+28% +$852K
GEQ
1089
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$4.22M 0.01%
261,018
– –
MYN icon
1090
BlackRock MuniYield New York Quality Fund
MYN
$374M
$4.2M 0.01%
301,443
+24,852
+9% +$343K
NJR icon
1091
New Jersey Resources
NJR
$5.59B
$4.19M 0.01%
115,004
+18,650
+19% +$646K
SFL icon
1092
SFL Corp
SFL
$1.58B
$4.19M 0.01%
301,623
-121,867
-29% -$1.64M
NRK icon
1093
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$4.17M 0.01%
310,551
+25,155
+9% +$331K
PGTI
1094
DELISTED
PGT, Inc.
PGTI
$4.16M 0.01%
422,743
-75,400
-15% -$736K
HHY
1095
DELISTED
Brookfield High Income Fund Inc.
HHY
$4.16M 0.01%
592,535
+31,744
+6% +$208K
JSD
1096
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$4.11M 0.01%
271,557
-19,231
-7% -$277K
CPHD
1097
DELISTED
Cepheid Inc
CPHD
$4.1M 0.01%
123,012
-51,490
-30% -$1.62M
ICPT
1098
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$4.08M 0.01%
31,716
-9,108
-22% -$1.08M
BKN
1099
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$4.07M 0.01%
246,276
+46,439
+23% +$737K
MOH icon
1100
Molina Healthcare
MOH
$10.2B
$4.07M 0.01%
63,075
-4,887
-7% -$290K
42 43
44
45 46

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.