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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$631M
Cap. Flow %
1.84%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQDT icon
1076
Liquidity Services
LQDT
$1.17B
$4.39M 0.01%
676,106
-285,921
-30% -$2.15M
BXMT icon
1077
Blackstone Mortgage Trust
BXMT
$2.35B
$4.35M 0.01%
162,548
-22,603
-12% -$630K
SN
1078
DELISTED
Sanchez Energy Corporation
SN
$4.35M 0.01%
1,009,556
+22,210
+2% +$125K
MWA icon
1079
Mueller Water Products
MWA
$4.13B
$4.34M 0.01%
504,370
-22,361
-4% -$195K
BCE icon
1080
BCE
BCE
$20.6B
$4.33M 0.01%
112,322
+54
+0% +$2.28K
NMZ icon
1081
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$4.32M 0.01%
312,826
+147,964
+90% +$2.01M
JSD
1082
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$4.31M 0.01%
290,788
-109,576
-27% -$1.64M
EPD icon
1083
Enterprise Products Partners
EPD
$81.6B
$4.31M 0.01%
168,332
-35,264
-17% -$916K
IHY icon
1084
VanEck International High Yield Bond ETF
IHY
$43.3M
$4.3M 0.01%
191,321
-10,820
-5% -$252K
BGH
1085
Barings Global Short Duration High Yield Fund
BGH
$286M
$4.3M 0.01%
260,660
-45,072
-15% -$770K
DINO icon
1086
HF Sinclair
DINO
$14.8B
$4.3M 0.01%
107,703
-256,690
-70% -$12.2M
STOR
1087
DELISTED
STORE Capital Corporation
STOR
$4.29M 0.01%
185,037
+117,276
+173% +$2.62M
IRWD icon
1088
Ironwood Pharmaceuticals
IRWD
$683M
$4.29M 0.01%
441,745
-161,778
-27% -$1.56M
MUB icon
1089
iShares National Muni Bond ETF
MUB
$45.4B
$4.29M 0.01%
38,735
-8,690
-18% -$954K
AOD
1090
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$4.29M 0.01%
558,095
+130,869
+31% +$1.03M
VRTV
1091
DELISTED
VERITIV CORPORATION
VRTV
$4.27M 0.01%
117,992
-3,351
-3% -$133K
AAT
1092
American Assets Trust
AAT
$1.42B
$4.27M 0.01%
111,280
-66,574
-37% -$2.7M
WTS icon
1093
Watts Water Technologies
WTS
$12.1B
$4.27M 0.01%
85,927
-3,505
-4% -$191K
GEQ
1094
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$4.26M 0.01%
261,018
+737
+0.3% +$12.5K
SKM icon
1095
SK Telecom
SKM
$13.4B
$4.24M 0.01%
127,588
+1,543
+1% +$58K
OHI icon
1096
Omega Healthcare
OHI
$14.6B
$4.23M 0.01%
120,908
-216,528
-64% -$7.48M
INB
1097
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$4.22M 0.01%
446,676
+199,534
+81% +$1.98M
BLE
1098
DELISTED
BlackRock Municipal Income Trust II
BLE
$4.22M 0.01%
275,495
+141,597
+106% +$2.11M
SPB icon
1099
Spectrum Brands
SPB
$2.08B
$4.22M 0.01%
41,428
-15,602
-27% -$1.49M
PBYI icon
1100
Puma Biotechnology
PBYI
$407M
$4.21M 0.01%
53,715
+13,528
+34% +$1.06M
42 43
44
45 46

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.