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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KB icon
1051
KB Financial Group
KB
$43.5B
$1.24M 0.01%
32,127
-1,065
-3% -$38.4K
CDNA icon
1052
CareDx
CDNA
$2.42B
$1.23M 0.01%
108,019
+5,463
+5% +$81K
MLI icon
1053
Mueller Industries
MLI
$15.2B
$1.23M 0.01%
83,100
+34,732
+72% +$554K
ZBRA icon
1054
Zebra Technologies
ZBRA
$17.8B
$1.22M 0.01%
4,770
+369
+8% +$95.4K
HAFC icon
1055
Hanmi Financial
HAFC
$946M
$1.22M 0.01%
49,342
+9,315
+23% +$237K
LSCC icon
1056
Lattice Semiconductor
LSCC
$18.5B
$1.22M 0.01%
18,805
-6,202
-25% -$374K
FATE icon
1057
Fate Therapeutics
FATE
$326M
$1.22M 0.01%
120,917
-6,301
-5% -$118K
DVA icon
1058
DaVita
DVA
$11.7B
$1.22M 0.01%
16,325
-281
-2% -$21.8K
SGI
1059
Somnigroup International
SGI
$13.7B
$1.22M 0.01%
35,454
-14,699
-29% -$442K
NTR icon
1060
Nutrien
NTR
$30.7B
$1.22M 0.01%
16,662
+9,649
+138% +$762K
WRB icon
1061
W.R. Berkley
WRB
$26.6B
$1.21M 0.01%
25,073
+227
+0.9% +$10.9K
FSM icon
1062
Fortuna Silver Mines
FSM
$3.07B
$1.21M 0.01%
321,909
-31,470
-9% -$104K
BUD icon
1063
AB InBev
BUD
$165B
$1.21M 0.01%
20,076
+1,834
+10% +$98.5K
HTO
1064
H2O America
HTO
$2.62B
$1.2M 0.01%
14,828
+261
+2% +$18.7K
JBHT icon
1065
JB Hunt Transport Services
JBHT
$25.2B
$1.2M 0.01%
6,902
+1,987
+40% +$347K
BCPC
1066
Balchem Corp
BCPC
$5.72B
$1.2M 0.01%
9,846
-3,557
-27% -$470K
MCN
1067
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$1.2M 0.01%
154,693
-239,342
-61% -$1.78M
CC icon
1068
Chemours
CC
$2.37B
$1.2M 0.01%
39,064
+24,781
+173% +$744K
PULS icon
1069
PGIM Ultra Short Bond ETF
PULS
$18.4B
$1.19M 0.01%
24,281
-319
-1% -$15.6K
SHEL icon
1070
Shell
SHEL
$245B
$1.19M 0.01%
20,920
-3,687
-15% -$203K
SWN
1071
DELISTED
Southwestern Energy Company
SWN
$1.19M 0.01%
203,554
+160,444
+372% +$1.05M
AYI icon
1072
Acuity Brands
AYI
$10.8B
$1.18M 0.01%
7,151
+4,085
+133% +$725K
CWEN.A
1073
DELISTED
Clearway Energy Class A
CWEN.A
$1.18M 0.01%
39,493
+8,273
+26% +$258K
SYNA icon
1074
Synaptics
SYNA
$4.15B
$1.18M 0.01%
12,411
+621
+5% +$59.7K
RLI icon
1075
RLI Corp
RLI
$5.89B
$1.18M 0.01%
+17,988
New +$1.12M
41 42
43
44 45

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.