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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMY icon
1051
Harmony Gold Mining
HMY
$12.3B
$2.02M 0.01%
642,934
+48,188
+8% +$177K
NXST icon
1052
Nexstar Media Group
NXST
$5.97B
$2.02M 0.01%
13,318
-608
-4% -$89.6K
RNG icon
1053
RingCentral
RNG
$5.28B
$2.02M 0.01%
9,303
+2,763
+42% +$700K
MUA icon
1054
BlackRock MuniAssets Fund
MUA
$522M
$2.02M 0.01%
133,039
+13,361
+11% +$217K
BHP icon
1055
BHP
BHP
$230B
$2.02M 0.01%
42,310
-5,017
-11% -$306K
LSCC icon
1056
Lattice Semiconductor
LSCC
$18.5B
$2.02M 0.01%
31,212
-2,926
-9% -$173K
MGLN
1057
DELISTED
Magellan Health Services, Inc.
MGLN
$2.01M 0.01%
21,233
-5,519
-21% -$522K
DCI icon
1058
Donaldson
DCI
$11.4B
$2M 0.01%
34,780
-1,023
-3% -$66K
EMD
1059
Western Asset Emerging Markets Debt Fund
EMD
$616M
$2M 0.01%
146,731
+24,647
+20% +$343K
MTG icon
1060
MGIC Investment
MTG
$6.25B
$1.99M 0.01%
133,241
-37,985
-22% -$550K
THO icon
1061
Thor Industries
THO
$4.14B
$1.99M 0.01%
16,226
-9,492
-37% -$1.08M
CCL icon
1062
Carnival Corporation Ltd
CCL
$39.7B
$1.98M 0.01%
79,103
+3,947
+5% +$91.8K
FNF icon
1063
Fidelity National Financial
FNF
$13.5B
$1.98M 0.01%
45,351
+22,298
+97% +$989K
CPAY icon
1064
Corpay
CPAY
$25.7B
$1.95M 0.01%
7,447
+1,193
+19% +$309K
CCOI icon
1065
Cogent Communications
CCOI
$508M
$1.94M 0.01%
27,446
+3,029
+12% +$225K
OLN icon
1066
Olin
OLN
$2.12B
$1.94M 0.01%
40,147
-9,997
-20% -$466K
WTW icon
1067
Willis Towers Watson
WTW
$32B
$1.94M 0.01%
8,322
-8,401
-50% -$1.87M
FCT
1068
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.93M 0.01%
157,698
+36,314
+30% +$450K
EOT
1069
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$1.93M 0.01%
81,372
+32,123
+65% +$740K
TS icon
1070
Tenaris
TS
$26.8B
$1.92M 0.01%
91,157
+10,216
+13% +$207K
DTM icon
1071
DT Midstream
DTM
$13.4B
$1.92M 0.01%
+41,545
New +$1.82M
AIF
1072
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.92M 0.01%
121,416
-258
-0.2% -$4.03K
BNS icon
1073
Scotiabank
BNS
$108B
$1.92M 0.01%
31,199
+18,893
+154% +$1.18M
NBO
1074
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$1.92M 0.01%
145,813
+7,213
+5% +$96K
EGO icon
1075
Eldorado Gold
EGO
$9.89B
$1.91M 0.01%
247,425
+21,225
+9% +$188K
41 42
43
44 45

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.