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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAG icon
1051
IAMGOLD
IAG
$10.5B
$1.95M 0.01%
654,220
-57,939
-8% -$192K
WY icon
1052
Weyerhaeuser
WY
$18.4B
$1.95M 0.01%
54,734
+7,898
+17% +$269K
BFY
1053
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$1.95M 0.01%
128,382
+810
+0.6% +$12K
FULT icon
1054
Fulton Financial
FULT
$4.64B
$1.94M 0.01%
114,087
+46,763
+69% +$724K
NSL
1055
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.93M 0.01%
343,899
-4,959
-1% -$27.2K
NOV icon
1056
NOV
NOV
$7B
$1.92M 0.01%
139,991
+23,846
+21% +$346K
BHVN
1057
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$1.92M 0.01%
28,095
+2,312
+9% +$187K
MZTI
1058
The Marzetti Company
MZTI
$3.11B
$1.92M 0.01%
10,928
-115
-1% -$20.6K
TXT icon
1059
Textron
TXT
$15.4B
$1.92M 0.01%
34,185
+3,469
+11% +$176K
NXR
1060
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1.92M 0.01%
113,911
+9,528
+9% +$161K
FLIR
1061
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$1.91M 0.01%
33,893
+12,185
+56% +$662K
PDCO
1062
DELISTED
Patterson Companies, Inc.
PDCO
$1.91M 0.01%
59,840
-8,142
-12% -$260K
MAXR
1063
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$1.91M 0.01%
50,495
-22,188
-31% -$988K
LAKE icon
1064
Lakeland Industries
LAKE
$119M
$1.9M 0.01%
+68,261
New +$2.12M
EVF
1065
Eaton Vance Senior Income Trust
EVF
$90.5M
$1.9M 0.01%
286,142
-20,824
-7% -$137K
WEA
1066
Western Asset Premier Bond Fund
WEA
$124M
$1.9M 0.01%
134,939
-13,975
-9% -$197K
VSAT icon
1067
Viasat
VSAT
$11.1B
$1.89M 0.01%
39,376
+15,536
+65% +$752K
MQT
1068
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$1.89M 0.01%
135,938
-60,788
-31% -$852K
SAP icon
1069
SAP
SAP
$238B
$1.89M 0.01%
15,371
-228
-1% -$28.9K
CLF icon
1070
Cleveland-Cliffs
CLF
$6.99B
$1.88M 0.01%
93,583
+18,246
+24% +$297K
HYI
1071
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$1.88M 0.01%
121,923
+11,627
+11% +$178K
MUE
1072
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.88M 0.01%
140,238
-3,205
-2% -$42.8K
SPTN
1073
DELISTED
SpartanNash
SPTN
$1.88M 0.01%
95,507
+83,739
+712% +$1.59M
UE icon
1074
Urban Edge Properties
UE
$2.73B
$1.85M 0.01%
112,094
-133,646
-54% -$2.1M
DSM
1075
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$1.84M 0.01%
235,452
+50,363
+27% +$394K
41 42
43
44 45

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.