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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYI
1051
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$1.7M 0.01%
110,296
-16,858
-13% -$249K
EMD
1052
Western Asset Emerging Markets Debt Fund
EMD
$616M
$1.7M 0.01%
122,337
+7,603
+7% +$100K
GBT
1053
DELISTED
Global Blood Therapeutics, Inc.
GBT
$1.7M 0.01%
39,198
-3,642
-9% -$180K
NBO
1054
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$1.7M 0.01%
137,602
+1,585
+1% +$19K
LYFT icon
1055
Lyft
LYFT
$6.63B
$1.69M 0.01%
34,311
+15,384
+81% +$560K
HRB icon
1056
H&R Block
HRB
$5.86B
$1.69M 0.01%
106,225
+9,877
+10% +$171K
BWG
1057
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$1.68M 0.01%
134,765
+4,756
+4% +$56.2K
NHI icon
1058
National Health Investors
NHI
$3.65B
$1.67M 0.01%
24,201
+1,123
+5% +$71.4K
CCMP
1059
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$1.67M 0.01%
11,050
-2,409
-18% -$361K
TPVG icon
1060
TriplePoint Venture Growth BDC
TPVG
$211M
$1.66M 0.01%
127,228
-27,074
-18% -$328K
GCV
1061
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
$1.65M 0.01%
264,272
-5,239
-2% -$30.1K
DOX icon
1062
Amdocs
DOX
$6.22B
$1.65M 0.01%
23,277
– –
CPAY icon
1063
Corpay
CPAY
$25.7B
$1.65M 0.01%
6,049
-4,478
-43% -$1.15M
LITE icon
1064
Lumentum
LITE
$69.3B
$1.65M 0.01%
17,356
-10,861
-38% -$937K
SQM icon
1065
Sociedad Química y Minera de Chile
SQM
$20.6B
$1.64M 0.01%
33,501
+9,635
+40% +$406K
CBB
1066
DELISTED
Cincinnati Bell Inc.
CBB
$1.64M 0.01%
107,473
+39,397
+58% +$598K
KMF
1067
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.64M 0.01%
284,745
-50,456
-15% -$252K
ENR icon
1068
Energizer
ENR
$1.55B
$1.64M 0.01%
38,790
-2,411
-6% -$102K
MAN icon
1069
ManpowerGroup
MAN
$2.63B
$1.64M 0.01%
18,129
+10,840
+149% +$891K
EFF
1070
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.63M 0.01%
104,875
-20,985
-17% -$313K
FLO icon
1071
Flowers Foods
FLO
$1.57B
$1.62M 0.01%
71,680
-8,652
-11% -$202K
SSB icon
1072
SouthState Bank Corp
SSB
$10.5B
$1.62M 0.01%
22,421
+1,650
+8% +$108K
SLM icon
1073
SLM Corp
SLM
$5.15B
$1.62M 0.01%
+130,758
New +$1.38M
BSE
1074
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$1.62M 0.01%
118,555
+3,926
+3% +$52.1K
BTA
1075
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$1.61M 0.01%
126,795
+3,337
+3% +$41K
41 42
43
44 45

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.