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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGHC
1051
DELISTED
National General Holdings Corp
NGHC
$1.42M 0.01%
+41,916
New +$1.39M
EMD
1052
Western Asset Emerging Markets Debt Fund
EMD
$616M
$1.41M 0.01%
114,734
-20,761
-15% -$267K
VBF icon
1053
Invesco Bond Fund
VBF
$169M
$1.4M 0.01%
70,143
-6,358
-8% -$130K
VOD icon
1054
Vodafone
VOD
$37.4B
$1.4M 0.01%
104,537
-7,636
-7% -$115K
DXC icon
1055
DXC Technology
DXC
$1.73B
$1.4M 0.01%
78,566
-3,086
-4% -$56.3K
MHK icon
1056
Mohawk Industries
MHK
$9.22B
$1.4M 0.01%
14,356
+485
+3% +$43.6K
INFY icon
1057
Infosys
INFY
$50.7B
$1.4M 0.01%
101,432
+8,728
+9% +$109K
WING icon
1058
Wingstop
WING
$3.18B
$1.4M 0.01%
10,247
+6,415
+167% +$942K
NHI icon
1059
National Health Investors
NHI
$3.65B
$1.39M 0.01%
23,078
+1,376
+6% +$85K
LXP icon
1060
LXP Industrial Trust
LXP
$3.57B
$1.38M 0.01%
26,369
-2,148
-8% -$119K
CVSA
1061
Covista Inc
CVSA
$4.8B
$1.38M 0.01%
56,019
+143
+0.3% +$4.62K
EOG icon
1062
EOG Resources
EOG
$70.7B
$1.37M 0.01%
38,230
-32,707
-46% -$1.47M
PAI
1063
Western Asset Investment Grade Income Fund
PAI
$114M
$1.37M 0.01%
85,369
-7,891
-8% -$124K
IAA
1064
DELISTED
IAA, Inc. Common Stock
IAA
$1.37M 0.01%
26,276
-23,240
-47% -$1.08M
LDP icon
1065
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$1.37M 0.01%
58,454
-5,799
-9% -$136K
SLRC icon
1066
SLR Investment Corp
SLRC
$715M
$1.37M 0.01%
86,205
-17,589
-17% -$288K
AIMT
1067
DELISTED
Aimmune Therapeutics
AIMT
$1.36M 0.01%
+39,629
New +$844K
MNTA
1068
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$1.36M 0.01%
+25,987
New +$1.08M
LNW
1069
DELISTED
Light & Wonder
LNW
$1.36M 0.01%
39,056
+11,918
+44% +$255K
NBTB icon
1070
NBT Bancorp
NBTB
$2.74B
$1.36M 0.01%
50,690
+12,003
+31% +$356K
BBF
1071
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$1.36M 0.01%
104,839
+28,343
+37% +$372K
ZEN
1072
DELISTED
ZENDESK INC
ZEN
$1.35M 0.01%
13,157
+1,727
+15% +$162K
HLF icon
1073
Herbalife
HLF
$1.29B
$1.35M 0.01%
28,981
-16,830
-37% -$826K
LHCG
1074
DELISTED
LHC Group LLC
LHCG
$1.35M 0.01%
6,362
+1,388
+28% +$274K
ADSW
1075
DELISTED
Advanced Disposal Services Inc
ADSW
$1.35M 0.01%
44,737
– –
41 42
43
44 45

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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.