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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVT icon
1051
Avnet
AVT
$7.94B
$1.84M 0.01%
41,478
-58,300
-58% -$2.52M
VSM
1052
DELISTED
Versum Materials, Inc.
VSM
$1.84M 0.01%
34,848
+10,312
+42% +$536K
VIAB
1053
DELISTED
Viacom Inc. Class B
VIAB
$1.84M 0.01%
76,701
+55
+0.1% +$1.53K
CUBE icon
1054
CubeSmart
CUBE
$9.42B
$1.83M 0.01%
52,603
-124,941
-70% -$4.36M
DE icon
1055
Deere & Co
DE
$166B
$1.83M 0.01%
10,881
-398
-4% -$63.7K
MDP
1056
DELISTED
Meredith Corporation
MDP
$1.83M 0.01%
49,793
+9,638
+24% +$448K
PGX icon
1057
Invesco Preferred ETF
PGX
$3.78B
$1.82M 0.01%
121,437
-85,339
-41% -$1.27M
DMF
1058
DELISTED
BNY Mellon Municipal Income
DMF
$1.82M 0.01%
194,447
-29,465
-13% -$263K
UL icon
1059
Unilever
UL
$137B
$1.81M 0.01%
26,759
-2,525
-9% -$175K
VIV icon
1060
Telefônica Brasil
VIV
$19.3B
$1.81M 0.01%
137,356
+9,772
+8% +$130K
PGF icon
1061
Invesco Financial Preferred ETF
PGF
$672M
$1.8M 0.01%
95,799
-32,321
-25% -$605K
PXD
1062
DELISTED
Pioneer Natural Resource Co.
PXD
$1.79M 0.01%
14,265
-1,515
-10% -$200K
AGI icon
1063
Alamos Gold
AGI
$13B
$1.77M 0.01%
305,597
-114,020
-27% -$762K
MHK icon
1064
Mohawk Industries
MHK
$8.97B
$1.77M 0.01%
14,256
+1,162
+9% +$149K
PTLA
1065
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$1.77M 0.01%
65,912
-5,056
-7% -$142K
JGH icon
1066
Nuveen Global High Income Fund
JGH
$355M
$1.76M 0.01%
113,313
-441
-0.4% -$6.76K
MYI icon
1067
BlackRock MuniYield Quality Fund III
MYI
$716M
$1.76M 0.01%
129,943
-30,821
-19% -$414K
CHCO icon
1068
City Holding Co
CHCO
$2.04B
$1.76M 0.01%
23,060
-19,411
-46% -$1.47M
KSS icon
1069
Kohl's
KSS
$2.09B
$1.76M 0.01%
35,406
-63,696
-64% -$3.12M
HRTX icon
1070
Heron Therapeutics
HRTX
$94.5M
$1.75M 0.01%
94,895
-14,556
-13% -$268K
MAIN icon
1071
Main Street Capital
MAIN
$5.28B
$1.75M 0.01%
40,623
-2,250
-5% -$96K
ACC
1072
DELISTED
American Campus Communities, Inc.
ACC
$1.75M 0.01%
36,486
-8,337
-19% -$394K
CEV
1073
Eaton Vance California Municipal Income Trust
CEV
$72.2M
$1.75M 0.01%
130,388
+35,759
+38% +$469K
SCHL icon
1074
Scholastic
SCHL
$753M
$1.74M 0.01%
46,160
+825
+2% +$29K
SFL icon
1075
SFL Corp
SFL
$1.61B
$1.74M 0.01%
123,861
-64,314
-34% -$864K
41 42
43
44 45

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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.